Brenda G. Wray
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brenda Gayle Wray, who also goes by Brenda Gayle Ward, was a registered financial professional .
Brenda is a previously registered financial professional and started their career in finance in 1985. Brenda had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10, Series 9 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2007 - January 19, 2024
GOLDMAN SACHS CUSTODY SOLUTIONS
July 23, 2004 - January 25, 2007
CHARLES SCHWAB & CO., INC.
January 21, 2000 - January 25, 2007
CHARLES SCHWAB & CO., INC.
May 14, 1991 - July 6, 1999
CHARLES SCHWAB & CO., INC.
December 20, 1989 - June 4, 1990
MORGAN STANLEY DW INC.
September 21, 1989 - October 25, 1989
GRUNTAL & CO., L.L.C.
November 14, 1986 - February 23, 1988
BSI HOLDINGS, INC.
July 23, 1985 - June 25, 1986
THE ADVISORS GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 12/20/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
GOLDMAN SACHS CUSTODY SOLUTIONS
CRD#: 48015 / SEC#: , 8-52009
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FOLIO FINANCIAL, INC. (D/B/A GOLDMAN SACHS CS HOLDINGS) | 100 % SHAREHOLDER | |
| CHOKSI, ANISH PAREN | CHIEF COMPLIANCE OFFICER | 6506840 |
| EISENSTEIN, JEREMY S | CHIEF EXECUTIVE OFFICER & PRESIDENT | 4972748 |
| FYFFE, JAMES COMPEAU | CHIEF FINANCIAL OFFICER, FINOP & PFO | 2619159 |
| GERAGHTY, PETER RICHARD | GENERAL COUNSEL | 4930752 |
| GREEFF, BRIAN MICHAEL | COO & POO | 4273392 |
| SIEGLER, ADAM JAMES | MANAGING DIRECTOR | 5112351 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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