Steven Jenkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Jenkins was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1984. Steven had worked at 13 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 1989 - May 11, 1990
WELLSHIRE SECURITIES, INC.
February 16, 1989 - July 10, 1989
MOSTEL & TAYLOR SECURITIES INC.
January 3, 1989 - February 8, 1989
VANDERBILT SECURITIES, INC.
June 16, 1988 - January 4, 1989
GREELEY SECURITIES, INC.
December 23, 1987 - May 18, 1988
STEVEN ANDREW & COMPANY, INC.
May 26, 1987 - July 9, 1987
MARSH, BLOCK & CO. INC.
April 16, 1987 - April 23, 1987
LADENBURG THALMANN & CO. INC.
April 29, 1986 - March 17, 1987
D. H. BLAIR & CO., INC.
March 11, 1986 - May 6, 1986
ITEC SECURITIES CORPORATION
May 8, 1985 - May 15, 1985
KUHNS BROTHERS & LAIDLAW, INC.
February 27, 1985 - April 19, 1985
ROONEY, PACE INC.
July 30, 1984 - March 8, 1985
DREXEL BURNHAM LAMBERT INCORPORATED
March 28, 1984 - August 6, 1984
D. H. BLAIR & CO., INC.
February 23, 1984 - March 19, 1984
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WELLSHIRE SECURITIES, INC.
CRD#: 17939 / SEC#: , 8-35938
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
