Daniel C. Bunting

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CRD#: 1239902

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Daniel Charles Bunting, who also goes by Dan Bunting, was a registered financial professional .

Daniel is a previously registered financial professional and started their career in finance in 1984. Daniel had worked at 8 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Dan Bunting

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 27, 1995 - November 28, 2018

WEALTHWAY FINANCIAL ADVISORS

RIA

CRD#: 108824

VIRGINIA BEACH, VA

Past

March 30, 1989 - April 3, 1995

ENERIC FINANCIAL SERVICES, INC.

CRD#: 11761

FAIRFIELD, IA

Past

November 1, 1988 - April 10, 1989

CAREY JAMISON & COMPANY

CRD#: 14129

Past

June 21, 1988 - October 31, 1988

HIBBARD BROWN & CO., INC.

CRD#: 18246

Past

July 30, 1987 - July 9, 1988

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

October 13, 1986 - August 1, 1987

SSV SECURITIES, INC.

CRD#: 17103

Past

December 6, 1985 - November 4, 1986

FSC SECURITIES CORPORATION

CRD#: 7461

Past

February 27, 1984 - December 17, 1985

MORGAN STANLEY DW INC.

CRD#: 7556

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTHWAY FINANCIAL ADVISORS

BUNTING CAPITAL MANAGEMENT INC | WEALTHWAY FINANCIAL ADVISORS

CRD#: 108824 / SEC#: 801-113051

RIA

Registered Investment Advisory firm - (5/8/2018 Approved)

North Carolina

Registered Investment Advisory firm - (11/28/2018 Terminated)

Virginia

Registered Investment Advisory firm - (11/28/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/22/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/18/1984

General Securities Representative Examination

Current Firm

WEALTHWAY FINANCIAL ADVISORS

BUNTING CAPITAL MANAGEMENT INC | WEALTHWAY FINANCIAL ADVISORS

CRD#: 108824 / SEC#: 801-113051

RIA

Registered Investment Advisory firm - (5/8/2018 Approved)

North Carolina

Registered Investment Advisory firm - (11/28/2018 Terminated)

Virginia

Registered Investment Advisory firm - (11/28/2018 Terminated)

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Contact information

Main Address

440 Monticello Ave, Suite 1620, Norfolk, VA 23510

Mailing Address

Phone number

(757) 456-2200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/6/2025)

Regulatory assets under management

Total Number of Accounts	561
AUM (Assets Under Management)	$ 210,471,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel C. Bunting

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ENERIC FINANCIAL SERVICES, INC.

CAREY JAMISON & COMPANY

HIBBARD BROWN & CO., INC.

INTEGRATED RESOURCES EQUITY CORPORATION

SSV SECURITIES, INC.

FSC SECURITIES CORPORATION

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

WEALTHWAY FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 2/22/1984

Series 7

Date: 2/18/1984

Current Firm

WEALTHWAY FINANCIAL ADVISORS

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTHWAY FINANCIAL ADVISORS

TRUST BUT VERIFY

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