Paul W. Gillis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Wilson Gillis JR was a registered financial advisor .
Paul is a previously registered financial advisor and started their career in finance in 1984. Paul had worked at 13 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 10, 2001 - January 14, 2010
FINANCIAL ADVISORY SERVICES
August 25, 1997 - October 11, 2001
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
February 21, 1996 - August 25, 1997
MUTUAL SERVICE CORPORATION
November 13, 1995 - March 5, 1996
SECURIAN FINANCIAL SERVICES, INC.
November 28, 1994 - October 2, 1995
OSAIC WEALTH, INC.
April 4, 1994 - December 7, 1994
CETERA WEALTH SERVICES, LLC
September 8, 1993 - February 17, 1994
CETERA ADVISORS LLC
December 5, 1989 - November 20, 1990
LONDON PACIFIC SECURITIES, INC.
April 27, 1989 - December 11, 1989
LPL FINANCIAL LLC
March 1, 1989 - March 15, 1989
REYNOLDS KENDRICK STRATTON, INC.
February 25, 1988 - December 12, 1988
CAPITAL BROKERAGE CORPORATION
May 6, 1985 - March 15, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
January 30, 1985 - May 10, 1985
IDM SECURITIES CORPORATION
February 24, 1984 - December 28, 1984
IDM SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
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