Michael T. Maghini
Professional summary
Michael Thomas Maghini, who also goes by Michael T Maghini, Michael Thomas Maghini, is a registered financial professional currently at SECURITY DISTRIBUTORS located in Topeka, Kansas.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1984. Michael has worked at 13 firms and has passed the Series 63, SIE, Series 15, Series 7, Series 24 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Thomas Maghini's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 26, 2017 - Present
SECURITY DISTRIBUTORS
Office #1: One Security Benefit Place, Topeka, KS 66636-0001April 4, 2017 - October 2, 2017
VOYA FINANCIAL ADVISORS, INC.
December 6, 2012 - November 10, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 11, 2010 - October 17, 2012
MORGAN STANLEY
June 1, 2009 - September 16, 2009
MORGAN STANLEY
April 9, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
October 13, 2006 - April 4, 2007
MORGAN STANLEY DW INC.
February 8, 2000 - July 24, 2006
UBS FINANCIAL SERVICES INC.
June 10, 1999 - September 22, 1999
TOWER SQUARE SECURITIES, INC.
July 31, 1993 - January 26, 1998
CITIGROUP GLOBAL MARKETS INC.
March 11, 1992 - July 31, 1993
LEHMAN BROTHERS INC.
May 24, 1989 - March 1, 1991
USF&G INVESTMENT SERVICES, INC.
January 4, 1988 - July 8, 1988
FUNDMARK INVESTMENT COMPANY SERVICES, INC.
July 31, 1985 - April 13, 1987
UBS FINANCIAL SERVICES INC.
February 27, 1984 - August 6, 1985
THOMSON MCKINNON SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/26/2017)
(10/26/2017)
Exams
Series 15
Date: 6/12/1984
Foreign Currency Options ExaminationFINRA
Current Firm
SECURITY DISTRIBUTORS
CRD#: 3336 / SEC#: , 8-10781
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SECURITY BENEFIT LIFE INSURANCE COMPANY | MEMBER | |
| AULETA, KURT EUGENE | SENIOR VICE PRESIDENT, SALES MANAGER WEST | 2463399 |
| BISHOP, COLIN WILLIAM | CFO, TREASURER & FINOP | 7787724 |
| BYRNES, DAVID GERARD | PRESIDENT & HEAD OF DISTRIBUTION | 1318905 |
| CARR, MARK JOSEPH | ASSISTANT VICE PRESIDENT | 2833346 |
| GARHART, GREGORY CHRISTOPHER | ASSISTANT VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & AML COMPLIANCE OFFICER | 5118892 |
| HILL, CARMEN RENEE | VICE PRESIDENT & ASSISTANT SECRETARY | 2646887 |
| JACQUINOT, JUSTIN ABER | SENIOR VICE PRESIDENT, DIRECT RELATIONSHIPS | 4437252 |
| KILEY, JAMES J | SENIOR VICE PRESIDENT, EDUCATION MARKET & AFFILIATES | 1278905 |
| LACEY, SUSAN JANELLE | ASSISTANT TREASURER | 4930469 |
| MAGHINI, MICHAEL THOMAS | SENIOR VICE PRESIDENT, NATIONAL ACCOUNTS | 1239692 |
| REIDY, MICHAEL KEVIN | SENIOR VICE PRESIDENT | 1323936 |
| ROCHA, MATTHEW VINCENT | SENIOR VICE PRESIDENT, SALES MANAGER EAST | 5207062 |
| TALLEN, AARON MARSHAL | SECOND VICE PRESIDENT, HEAD OF DISTRIBUTION OPERATIONS & 401K DEFINED CONTRIBUTIONS | 4455856 |
| WILEY, DONALD ANDREW | VICE PRESIDENT | 1132196 |
| YOUNG, LISA MICHELLE | ASSISTANT TREASURER | 2596425 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
