Claude E. Dinaro

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CRD#: 1239689

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Claude Edward Dinaro, CFP®, who also goes by C Edward Dinaro, was a registered financial professional .

Claude is a previously registered financial professional and started their career in finance in 1984. Claude had worked at 5 firms and has passed the Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

C Edward Dinaro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1988

Experience

Past

September 1, 2000 - January 18, 2022

NUTTER INVESTMENT ADVISORS

RIA

CRD#: 105461

BOSTON, MA

Past

July 28, 1997 - November 5, 2001

CARL P. SHERR & CO., LLC

CRD#: 3394

WORCESTER, MA

Past

August 29, 1988 - July 31, 1995

BAYBANKS BROKERAGE SERVICES, INC.

CRD#: 17536

Past

September 11, 1984 - June 17, 1988

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

March 6, 1984 - August 10, 1984

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NUTTER INVESTMENT ADVISORS

NUTTER INVESTMENT ADVISORS | NUTTER INVESTMENT ADVISORS LIMITED PARTNERSHIP

CRD#: 105461 / SEC#: 801-33250

RIA

Registered Investment Advisory firm - (11/14/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/6/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 3/12/1984

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 2/18/1984

General Securities Representative Examination

Current Firm

NUTTER INVESTMENT ADVISORS

NUTTER INVESTMENT ADVISORS | NUTTER INVESTMENT ADVISORS LIMITED PARTNERSHIP

CRD#: 105461 / SEC#: 801-33250

RIA

Registered Investment Advisory firm - (11/14/1988 Approved)

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Contact information

Main Address

Seaport West 155 Seaport Boulevard 5th Floor, Boston, MA, 02210-2604

Mailing Address

Phone number

(617) 439-2100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV - FIRM BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts	42
AUM (Assets Under Management)	$ 2,684,446,306

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
07/16/2024	Cover Page	Report
10/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Claude E. Dinaro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CARL P. SHERR & CO., LLC

BAYBANKS BROKERAGE SERVICES, INC.

PRUDENTIAL EQUITY GROUP, LLC

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

NUTTER INVESTMENT ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 10/6/1997

Series 3

Date: 3/12/1984

Series 7

Date: 2/18/1984

Current Firm

NUTTER INVESTMENT ADVISORS

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

NUTTER INVESTMENT ADVISORS

TRUST BUT VERIFY

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