Mark A. Medearis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Allen Medearis was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1984. Mark had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 8, 1992 - August 7, 1993
FIRST ASSOCIATED SECURITIES GROUP, INC.
August 21, 1986 - December 10, 1987
J. W. GANT & ASSOCIATES, INC.
May 13, 1986 - August 18, 1986
WILSON-DAVIS & CO., INC.
October 8, 1985 - May 28, 1986
O. R. SECURITIES, INC.
June 17, 1985 - July 25, 1986
TIDD, LACKEY AND CO., INC.
February 24, 1984 - October 8, 1985
WZW FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST ASSOCIATED SECURITIES GROUP, INC.
CRD#: 20597 / SEC#: , 8-38276
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
