Karen G. Harting
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karen Girard Harting, who also goes by Karen Lynn Girard, was a registered financial professional .
Karen is a previously registered financial professional and started their career in finance in 1984. Karen had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 8, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2019 - September 3, 2025
FOURSTAR WEALTH ADVISORS, LLC
May 18, 2007 - April 15, 2009
CLARENDON INSURANCE AGENCY, INC.
July 12, 2005 - August 23, 2010
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
May 12, 2003 - July 18, 2003
SIGNATOR INVESTORS, INC.
October 19, 2001 - November 12, 2001
DWS DISTRIBUTORS, INC.
November 18, 1998 - October 10, 2002
SCUDDER FINANCIAL SERVICES, INC.
August 6, 1998 - October 19, 2001
DEAM INVESTOR SERVICES, INC.
October 7, 1996 - June 26, 1998
NATIONAL FINANCIAL SERVICES LLC
September 25, 1990 - December 31, 1991
NATIONAL FINANCIAL SERVICES LLC
September 25, 1990 - June 26, 1998
FIDELITY BROKERAGE SERVICES LLC
July 17, 1989 - September 24, 1990
FIDELITY DISTRIBUTORS CORPORATION
November 15, 1985 - June 26, 1998
FIDELITY BROKERAGE SERVICES LLC
March 23, 1984 - November 8, 1985
NATIONAL FINANCIAL SERVICES LLC
Primary Firm SEC Registration
FOURSTAR WEALTH ADVISORS, LLC
CRD#: 169613 / SEC#: 801-110467
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 2/6/1986
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
FOURSTAR WEALTH ADVISORS, LLC
CRD#: 169613 / SEC#: 801-110467
Contact information
SEC notice filing (34 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,309 |
| AUM (Assets Under Management) | $ 1,240,902,908 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/29/2025 | ||
| 05/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
