Peter J. Siris
Professional summary
Peter Jay Siris was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Peter is a previously registered financial professional and started their career in finance in 1984. Prior to being barred, Peter had worked at 3 firms, which includes ABN AMRO INCORPORATED, UBS SECURITIES LLC, THE BUCKINGHAM RESEARCH GROUP INCORPORATED.
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 1997 - June 24, 1997
ABN AMRO INCORPORATED
July 6, 1990 - May 16, 1995
UBS SECURITIES LLC
September 24, 1984 - March 19, 1990
THE BUCKINGHAM RESEARCH GROUP INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
ABN AMRO INCORPORATED
CRD#: 15776 / SEC#: , 8-32746
Contact information
Documents
Disclosures
| Regulatory Event | 55 |
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