Seymour S. Burack
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Seymour Sheldon Burack was a registered financial professional .
Seymour is a previously registered financial professional and started their career in finance in 1984. Seymour had worked at 9 firms and has passed the Series 63, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 25, 2001 - July 30, 2003
BISHOP, ROSEN & CO., INC.
April 22, 1993 - April 27, 2001
BISHOP, ROSEN & CO., INC.
May 12, 1992 - April 20, 1993
GILMORE SECURITIES & CO.
June 5, 1990 - April 3, 1992
FIRST ASSET MANAGEMENT, INC.
March 20, 1989 - July 9, 1990
GLOBAL CAPITAL SECURITIES, INC.
August 2, 1988 - January 26, 1989
BENCH SECURITIES CORP.
January 6, 1986 - June 27, 1988
JOSEPHTHAL & CO., INC.
April 27, 1985 - December 17, 1985
REICH & CO., INC.
October 15, 1984 - March 29, 1985
OPPENHEIMER & CO. INC.
February 27, 1984 - October 12, 1984
ROONEY, PACE INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BISHOP, ROSEN & CO., INC.
CRD#: 1248 / SEC#: , 8-12140
Contact information
Disclosures
| Regulatory Event | 15 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
