Richard John Urciuoli
Professional Summary
Richard John Urciuoli, who also goes by Richard John Uricuoli, is a registered financial advisor currently at SUMMIT PLANNING GROUP, INC. located in E. Syracuse, New York. Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Richard has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Richard John Uricuoli
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
42 years in the financial services industry
Current & Past Employments
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Current Firm
SUMMIT PLANNING GROUP, INC.
Contact Information
Main Address
6674 Hammersmith Dr., E. Syracuse, NY 13057Phone Number
(315) 425-0344# of Employees
4SEC notice filing (4 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
459AUM (Assets Under Management)
$111,006,666Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
SUMMIT PLANNING GROUP, INC.
State Registrations and Notice Filings
(4/20/2021)
(8/11/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Richard John Urciuoli's CRS (Customer Relationship Summary).
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