Anthony M. Romantino

HAZARD & SIEGEL ADVISORY SERVICES LLC

CARNEGIE, PA

Some features on this profile are disabled

CRD#: 1239223

Professional summary

Anthony Michael Romantino is a registered financial advisor currently at HAZARD & SIEGEL ADVISORY SERVICES LLC located in Carnegie, Pennsylvania and HAZARD & SIEGEL, INC. located in Dewitt, New York.

Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Anthony has worked at 14 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) CADENCE COUNSEL CONTRACT ATTORNEY, DOCUMENT REVIEW , 0-10 HRS PER MONTH, NON INVESTMENT RELATED 2) HAZARD & SIEGEL ADVISORY SERVICES LLC , IAR, 0-10 PER MONTH, ACT AS IAR AND/OR SOLICITOR FOR CLIENT ACCOUNTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Michael Romantino's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 1, 2021 - Present

HAZARD & SIEGEL ADVISORY SERVICES LLC

RIA

CRD#: 151462

CARNEGIE, PA

Current

December 3, 2020 - Present

HAZARD & SIEGEL, INC.

Office #1: 5793 Widewaters Parkway, Dewitt, NY 13214

CRD#: 2048

Dewitt, NY

Past

April 24, 2006 - December 31, 2008

PNC CAPITAL MARKETS LLC

CRD#: 15647

PITTSBURGH, PA

Past

January 1, 2004 - June 29, 2004

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

PITTSBURGH, PA

Past

January 1, 2004 - June 29, 2004

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

PITTSBURGH, PA

Past

September 12, 2002 - January 1, 2004

J.J.B. HILLIARD, W.L. LYONS, LLC

RIA

CRD#: 453

PITTSBURGH, PA

Past

June 1, 2002 - January 1, 2004

J.J.B. HILLIARD, W.L. LYONS, LLC

CRD#: 453

LOUISVILLE, KY

Past

December 13, 2001 - June 1, 2002

PNC BROKERAGE CORP

CRD#: 34671

PITTSBURGH, PA

Past

June 5, 2001 - December 12, 2001

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

August 27, 1999 - May 16, 2001

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

August 27, 1999 - May 16, 2001

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

February 26, 1992 - August 18, 1999

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

Past

November 27, 1990 - February 20, 1992

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

August 25, 1988 - January 31, 1989

A. F. INVESTMENTS, INC.

CRD#: 18552

Past

July 30, 1984 - July 29, 1988

PARKER/HUNTER INCORPORATED

CRD#: 7324

Past

February 24, 1984 - July 18, 1984

FINANCIAL ESTATE PLANNING, INC.

CRD#: 287

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HAZARD & SIEGEL ADVISORY SERVICES LLC

CRD#: 151462 / SEC#: 801-70690

RIA

Registered Investment Advisory firm - (10/26/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Florida
(3/26/2021)

Pennsylvania
(1/11/2021)

IAR

Pennsylvania
(2/1/2021)

IAR

South Carolina
(4/6/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/8/2021

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/11/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/19/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/3/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/11/2020

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/18/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/28/2001

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

HAZARD & SIEGEL ADVISORY SERVICES LLC

CRD#: 151462 / SEC#: 801-70690

RIA

Registered Investment Advisory firm - (10/26/2009 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5793 Widewaters Parkway, Dewitt, NY 13214

Mailing Address

P.o. Box 157, Dewitt, NY 13214-0157

Phone number

(315) 414-0722

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	294
AUM (Assets Under Management)	$ 378,476,990

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Anthony M. Romantino

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Michael Romantino's CRS (Customer Relationship Summary).

Certified licenses

Experience

HAZARD & SIEGEL, INC.

PNC CAPITAL MARKETS LLC

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

J.J.B. HILLIARD, W.L. LYONS, LLC

J.J.B. HILLIARD, W.L. LYONS, LLC

PNC BROKERAGE CORP

PRINCIPAL SECURITIES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

VERAVEST INVESTMENTS, INC.

WALNUT STREET SECURITIES, INC.

A. F. INVESTMENTS, INC.

PARKER/HUNTER INCORPORATED

FINANCIAL ESTATE PLANNING, INC.

Primary Firm SEC Registration

HAZARD & SIEGEL ADVISORY SERVICES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/8/2021

Series 65

Date: 9/11/1995

Series 63

Date: 3/19/1984

Series 7TO

Date: 12/3/2020

SIE

Date: 8/11/2020

Series 7

Date: 2/18/1984

Series 24

Date: 6/28/2001

FINRA

Current Firm

HAZARD & SIEGEL ADVISORY SERVICES LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HAZARD & SIEGEL ADVISORY SERVICES LLC

TRUST BUT VERIFY

Similar Advisors