Darren M. Kubiak
Professional summary
Darren Michael Kubiak was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Darren is a previously registered financial professional and started their career in finance in 1984. Prior to being barred, Darren had worked at 9 firms, which includes ADAIR FINANCIAL PRIVATE CLIENT GROUP, KALOS MANAGEMENT, KALOS CAPITAL INC., QUESTAR CAPITAL CORPORATION, USALLIANZ SECURITIES INC., SIGNATOR INVESTORS INC., VOYA FINANCIAL ADVISORS INC., HORNOR TOWNSEND & KENT LLC, FORESTERS FINANCIAL SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 2020 - May 28, 2021
ADAIR FINANCIAL PRIVATE CLIENT GROUP
January 25, 2008 - October 10, 2019
KALOS MANAGEMENT
January 3, 2007 - October 10, 2019
KALOS CAPITAL, INC.
December 1, 2006 - January 5, 2007
QUESTAR CAPITAL CORPORATION
October 17, 2005 - December 1, 2006
USALLIANZ SECURITIES, INC.
March 21, 2005 - October 20, 2005
SIGNATOR INVESTORS, INC.
January 23, 1998 - June 2, 1999
VOYA FINANCIAL ADVISORS, INC.
November 7, 1991 - January 16, 1998
HORNOR, TOWNSEND & KENT, LLC
February 23, 1984 - November 5, 1991
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ADAIR FINANCIAL PRIVATE CLIENT GROUP
CRD#: 306300 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 30 |
| AUM (Assets Under Management) | $ 10,975,236 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
