Miriam S. Boysen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Miriam Sue Boysen, CFP®, who also goes by Miriam S Boysen, Miriam S Stengel, Miriam Sue Stengel, was a registered financial professional .
Miriam is a previously registered financial professional and started their career in finance in 1984. Miriam had worked at 10 firms and has passed the Series 65, Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2015 - September 29, 2023
KEEL POINT, LLC
January 2, 2015 - September 29, 2023
KEEL POINT CAPITAL, LLC
April 20, 2009 - December 31, 2014
WFG INVESTMENTS, INC.
April 3, 2006 - April 22, 2009
AMERICAN SECURITIES GROUP, INC.
March 31, 2006 - December 31, 2014
KEEL POINT ADVISORS, LLC
February 9, 2001 - March 31, 2006
PRIVATE CONSULTING GROUP, INC.
July 10, 2000 - March 7, 2001
KESTRA INVESTMENT SERVICES, LLC
February 1, 1999 - July 10, 2000
PRIVATE CONSULTING GROUP, INC.
March 13, 1997 - November 30, 1998
MASON SECURITIES, INC.
September 4, 1985 - December 31, 1988
CETERA WEALTH SERVICES, LLC
August 22, 1984 - June 17, 1985
UNIFIED FINANCIAL SECURITIES, LLC
Primary Firm SEC Registration
KEEL POINT, LLC
CRD#: 127902 / SEC#: 801-62249
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
KEEL POINT, LLC
CRD#: 127902 / SEC#: 801-62249
Contact information
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,626 |
| AUM (Assets Under Management) | $ 3,464,607,203 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/30/2025 | ||
| 01/26/2024 | ||
| 10/25/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
