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Edward N. Lamarca

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CRD#: 1238489
EL

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Edward Norman Lamarca was a registered financial professional .

Edward is a previously registered financial professional and started their career in finance in 1984. Edward had worked at 8 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

November 9, 1989 - February 22, 1991

MALONE & ASSOCIATES, INC.

BD
CRD#: 10412
DENVER, CO
Past

September 22, 1989 - October 17, 1989

TAMARON INVESTMENTS, INC.

BD
CRD#: 14929
ENGLEWOOD, CO
Past

August 26, 1988 - June 29, 1989

WALL STREET WEST, INC.

BD
CRD#: 7529
Past

October 19, 1987 - March 29, 1988

SUNRISE CAPITAL CORP.

BD
CRD#: 4283
Past

March 12, 1987 - August 18, 1987

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
Past

October 16, 1986 - January 28, 1987

JSC SECURITIES, INC.

BD
CRD#: 475
Past

July 19, 1984 - October 14, 1986

NORBAY SECURITIES INC.

BD
CRD#: 5431
Past

March 22, 1984 - July 25, 1984

COSENTINO & DE FELICE, INC.

BD
CRD#: 6054

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 4/16/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


M&
MALONE & ASSOCIATES, INC.
MALONE & ASSOCIATES, INC.

CRD#: 10412 / SEC#: , 8-27337

BD
Cancelled by FINRA on 08/07/1991
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Contact information


Main Address
Mailing Address
Phone number
Established
Colorado since 01/15/1982
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MALONE & ASSOCIATES, INC.

CRD#: 10412

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