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Edward Norman Lamarca

CRD# 1238489·Registered 1984 - 1991
Previously Registered: Being a previously registered professional could mean that Edward is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Edward Norman Lamarca was a registered financial advisor. Edward was a previously registered financial professional and started their career in finance 1984 - 1991. Edward had worked at 8 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

MALONE & ASSOCIATES, INC.·CRD# 10412
BD
Denver, CO
November 9, 1989 - February 22, 1991
TAMARON INVESTMENTS, INC.·CRD# 14929
BD
Englewood, CO
September 22, 1989 - October 17, 1989
WALL STREET WEST, INC.·CRD# 7529
BD
August 26, 1988 - June 29, 1989
SUNRISE CAPITAL CORP.·CRD# 4283
BD
October 19, 1987 - March 29, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
March 12, 1987 - August 18, 1987
JSC SECURITIES, INC.·CRD# 475
BD
October 16, 1986 - January 28, 1987
NORBAY SECURITIES INC.·CRD# 5431
BD
July 19, 1984 - October 14, 1986
COSENTINO & DE FELICE, INC.·CRD# 6054
BD
March 22, 1984 - July 25, 1984

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Current Firm

M&
MALONE & ASSOCIATES, INC.

MALONE & ASSOCIATES, INC.

CRD#: 10412 / SEC#: 8-27337
BD
Cancelled by FINRA on 08/07/1991

Contact Information

Established

Colorado since 01/15/1982

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1984About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 1984About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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