JC
James D. Coker
COKER & PALMER
New Orleans, LA 70130
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CRD#: 1238444
JC
James David CokerCOKER & PALMER
Professional summary
James David Coker is a registered financial advisor currently at COKER & PALMER located in New Orleans, Louisiana and MOORS & CABOT, INC. located in Jackson, Mississippi.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. James has worked at 3 firms and has passed the Series 65, Series 63, Series 99TO, Series 52TO, SIE, Series 87, Series 7, Series 14, Series 4, Series 53, Series 27, Series 24 and Series 8 exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view James David Coker's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view James David Coker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 19, 2011 - Present
COKER & PALMER
Office #1: 400 Poydras Suite 2100, New Orleans, LA 70130Office #2: 1667 Lelia Dr, Jackson, MS 39216Office #3: 1667 Lelia Drive, Jackson, MS 39216RIA
BD
CRD#: 29163
New Orleans, LA
Current
July 17, 2026 - Present
MOORS & CABOT, INC.
Office #1: 1667 Lelia Drive, Jackson, MS 39216RIA
BD
CRD#: 594
Jackson, MS
Current
December 10, 1991 - Present
COKER & PALMER
Office #1: 400 Poydras Suite 2100, New Orleans, LA 70130Office #2: 1667 Lelia Dr, Jackson, MS 39216Office #3: 1667 Lelia Drive, Jackson, MS 39216RIA
BD
CRD#: 29163
New Orleans, LA
Current
July 17, 2026 - Present
MOORS & CABOT, INC.
Office #1: 1667 Lelia Drive, Jackson, MS 39216RIA
BD
CRD#: 594
Jackson, MS
Past
February 24, 1984 - December 11, 1991
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MOORS & CABOT, INC.
MOORS & CABOT FINANCIAL ADVISORS | MOORS & CABOT, INC. | MOORS & CABOT, INC
CRD#: 594 / SEC#: 801-48726, 8-23060
RIA
Registered Investment Advisory firm - SEC (3/30/1995 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/18/2006)
IAR
Alabama(2/10/2026)
RR
Alaska(7/17/2026)
RR
Arizona(3/21/2023)
RR
Arkansas(11/9/2021)
RR
California(12/18/2006)
RR
Colorado(5/13/2026)
RR
Florida(2/14/1994)
IAR
Georgia(3/10/2023)
RR
Georgia(10/22/2024)
RR
Indiana(1/19/2017)
IAR
Indiana(1/24/2023)
RR
Louisiana(2/23/1995)
RR
Maryland(1/15/2026)
RR
Michigan(7/18/2025)
RR
Mississippi(12/20/1991)
IAR
Mississippi(7/19/2011)
RR
Montana(7/17/2026)
RR
New Jersey(3/16/2018)
RR
North Dakota(7/20/2026)
RR
Oklahoma(6/21/1996)
RR
Pennsylvania(7/17/2026)
RR
South Carolina(1/10/2025)
RR
Tennessee(12/18/2006)
RR
Texas(12/11/1991)
RR
Washington(7/17/2026)
IAR
Washington(7/17/2026)
RR
Wyoming(3/1/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 1/21/1986
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
MOORS & CABOT, INC.
MOORS & CABOT FINANCIAL ADVISORS | MOORS & CABOT, INC. | MOORS & CABOT, INC
CRD#: 594 / SEC#: 801-48726, 8-23060
RIA
Registered Investment Advisory firm - SEC (3/30/1995 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Federal Street 19th Floor, Boston, MA 02110
Mailing Address
One Federal Street 19th Floor, Boston, MA 02110
Phone number
(617) 426-0500
Established
Massachusetts since 07/05/1978
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees
121
SEC notice filing (35 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EIGHTEEN NINETY PARTNERS, LLC | SHAREHOLDER | |
| BRAUN, MICHAEL CHARLES | EVP/COO/DIRECTOR | 2005370 |
| CUETARA, JOSEPH PHILIP | SVP FIXED INCOME/MUNICIPAL PRINCIPAL | 58308 |
| GARRETT, MARK DAVID | DIRECTOR/CO-CHAIRMAN/TRUSTEE | 5563014 |
| HILDRETH, MICHAEL CHRISTOPHER | EVP/CFO/FINOP/PRESIDENT/CEO/DIRECTOR | 2386839 |
| JOYCE, DANIEL MICHAEL | DIRECTOR | 1060819 |
| KELLIHER, KATHERINE ROSE | SVP & CHIEF COMPLIANCE OFFICER | 4146307 |
Regulatory assets under management
| Total Number of Accounts | 5,074 |
| AUM (Assets Under Management) | $ 3,437,764,388 |
Disclosures
| Regulatory Event | 30 |
| Arbitration | 4 |
| Bond | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 01/23/2025 | ||
| 12/04/2023 | ||
| 01/12/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MOORS & CABOT, INC.
CRD#: 594New Orleans, LA 70130TRUST BUT VERIFY
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Contact information
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