Thomas Edward Seitz
Professional Summary
Thomas Edward Seitz is a registered financial advisor currently at PCA INVESTMENT ADVISORY SERVICES, INC. located in Cincinnati, Ohio. Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Thomas has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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CAPITAL ADVISORY SERVICES, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
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CAPITAL ADVISORY SERVICES, LLC
Contact Information
xxxxx@xxxx.xxx
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CAPITAL ADVISORY SERVICES, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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CAPITAL ADVISORY SERVICES, LLC
Years of Experience
30 years in the financial services industry
Current & Past Employments
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CAPITAL ADVISORY SERVICES, LLC
Current Firm
PCA INVESTMENT ADVISORY SERVICES, INC. | PENSION CORPORATION OF AMERICA FO CINCINNATI | PCA WEALTH MANAGEMENT | PCA INVESTMENT SERVICES
Contact Information
Main Address
2133 Luray Avenue, Cincinnati, OH 45206Phone Number
(513) 281-3366# of Employees
15SEC notice filing (18 States and Territories)
Registered to provide investment advisory services in 18 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
2,187AUM (Assets Under Management)
$4,314,276,177Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2026 | Cover Page | Report |
| 07/10/2025 | Cover Page | Report |
| 08/13/2024 | Cover Page | Report |
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CAPITAL ADVISORY SERVICES, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
PCA INVESTMENT ADVISORY SERVICES, INC. | PENSION CORPORATION OF AMERICA FO CINCINNATI | PCA WEALTH MANAGEMENT | PCA INVESTMENT SERVICES
State Registrations and Notice Filings
(3/29/2010)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CAPITAL ADVISORY SERVICES, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Edward Seitz's CRS (Customer Relationship Summary).
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CAPITAL ADVISORY SERVICES, LLC
