Thomas E. Seitz

PCA INVESTMENT ADVISORY SERVICES

CINCINNATI, OH 45206

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CRD#: 1238435

Professional summary

Thomas Edward Seitz is a registered financial advisor currently at PCA INVESTMENT ADVISORY SERVICES, INC. located in Cincinnati, Ohio.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Thomas has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)MEMBER OF THINKPAY, LLC (PAYROLL COMPANY) 2)MEMBER OF PCA BENEFIT SOLUTION, LLC (BENEFITS COMPANY)

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Edward Seitz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 29, 2010 - Present

PCA INVESTMENT ADVISORY SERVICES, INC.

Office #1: 2133 Luray Avenue, Cincinnati, OH 45206

RIA

CRD#: 123475

CINCINNATI, OH

Past

April 23, 2003 - December 15, 2006

PCA INVESTMENT ADVISORY SERVICES, INC.

RIA

CRD#: 123475

CINCINNATI, OH

Past

July 16, 2001 - December 31, 2018

L.M. KOHN & COMPANY

CRD#: 27913

CINCINNATI, OH

Past

May 6, 1985 - December 31, 1988

VESTAX SECURITIES CORPORATION

CRD#: 10332

Past

February 24, 1984 - May 7, 1985

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PCA INVESTMENT ADVISORY SERVICES, INC.

PCA INVESTMENT ADVISORY SERVICES, INC. | PENSION CORPORATION OF AMERICA FO CINCINNATI | PCA WEALTH MANAGEMENT | PCA INVESTMENT SERVICES

CRD#: 123475 / SEC#: 801-67369

RIA

Registered Investment Advisory firm - (12/15/2006 Approved)

Ohio

Registered Investment Advisory firm - (12/15/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(3/29/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/25/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/13/2001

General Securities Representative Examination

Current Firm

PCA INVESTMENT ADVISORY SERVICES, INC.

PCA INVESTMENT ADVISORY SERVICES, INC. | PENSION CORPORATION OF AMERICA FO CINCINNATI | PCA WEALTH MANAGEMENT | PCA INVESTMENT SERVICES

CRD#: 123475 / SEC#: 801-67369

RIA

Registered Investment Advisory firm - (12/15/2006 Approved)

Ohio

Registered Investment Advisory firm - (12/15/2006 Terminated)

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Contact information

Main Address

2133 Luray Avenue, Cincinnati, OH 45206

Mailing Address

Phone number

(513) 281-3366

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PCA INVESTMENT SERVICES FIRM BROCHURE (1/17/2025)

Regulatory assets under management

Total Number of Accounts	2,056
AUM (Assets Under Management)	$ 3,582,880,777

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/10/2025	Cover Page	Report
08/13/2024	Cover Page	Report
07/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Thomas E. Seitz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Edward Seitz's CRS (Customer Relationship Summary).

Certified licenses

Experience

PCA INVESTMENT ADVISORY SERVICES, INC.

L.M. KOHN & COMPANY

VESTAX SECURITIES CORPORATION

JOHN HANCOCK DISTRIBUTORS LLC

Primary Firm SEC Registration

PCA INVESTMENT ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/25/2002

SIE

Date: 10/1/2018

Series 7

Date: 7/13/2001

Current Firm

PCA INVESTMENT ADVISORY SERVICES, INC.

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PCA INVESTMENT ADVISORY SERVICES, INC.

TRUST BUT VERIFY

Contact information

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