Thomas Nicholas Trkla
Professional Summary
Thomas Nicholas Trkla is a registered financial advisor currently at BROOKWOOD SECURITIES PARTNERS, LLC located in Beverly, Massachusetts. Thomas is registered as a RR (Registered Representative) and started their career in finance in 1984. Thomas has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
42 years in the financial services industry
Current & Past Employments
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Current Firm
BROOKWOOD SECURITIES PARTNERS, L.P. | BROOKWOOD SECURITIES PARTNERS, LLC
Contact Information
Main Address
138 Conant Street, Beverly, MA 01915Mailing Address
138 Conant Street, Beverly, MA 01915Phone Number
(978) 720-7500Established
Delaware since 05/17/1993Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (46 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/28/1997)
(3/15/2017)
(8/18/1997)
(4/20/1994)
(4/15/1994)
(4/1/1994)
(5/27/1994)
(7/16/2002)
(2/4/2003)
(3/10/2017)
(4/18/1994)
(4/8/1994)
(3/8/2017)
(10/31/2017)
(8/21/1997)
(5/6/1994)
(4/15/1994)
(5/23/1994)
(4/18/1994)
(3/23/2017)
(9/29/2017)
(4/30/2003)
(5/27/1997)
(6/10/1994)
(3/20/2017)
(6/8/1994)
(5/2/1994)
(6/1/1995)
(4/21/1994)
(5/5/1994)
(6/3/1997)
(9/13/2016)
(6/3/1994)
(5/13/1998)
(4/11/1994)
(4/23/2013)
(10/4/1996)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Thomas Nicholas Trkla's CRS (Customer Relationship Summary).
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