Thomas N. Trkla
Professional summary
Thomas Nicholas Trkla, who also goes by Thomas Nicholas Trikla, is a registered financial professional currently at BROOKWOOD SECURITIES PARTNERS, LLC located in Beverly, Massachusetts.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1984. Thomas has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Nicholas Trkla's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 14, 1994 - Present
BROOKWOOD SECURITIES PARTNERS, LLC
Office #1: 138 Conant Street, Beverly, MA 01915Office #2: 138 Conant Street, Beverly, MA 01915July 14, 1993 - April 11, 1994
TALLWOOD ASSOCIATES, INC.
May 7, 1991 - June 11, 1993
WINTHROP SECURITIES CO., INC.
November 9, 1987 - September 6, 1989
RELATED EQUITIES CORPORATION
February 24, 1984 - June 23, 1987
WINTHROP SECURITIES CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/28/1997)
(3/15/2017)
(8/18/1997)
(4/20/1994)
(4/15/1994)
(4/1/1994)
(5/27/1994)
(7/16/2002)
(2/4/2003)
(3/10/2017)
(4/18/1994)
(4/8/1994)
(3/8/2017)
(10/31/2017)
(8/21/1997)
(5/6/1994)
(4/15/1994)
(5/23/1994)
(4/18/1994)
(3/23/2017)
(9/29/2017)
(4/30/2003)
(5/27/1997)
(6/10/1994)
(3/20/2017)
(6/8/1994)
(5/2/1994)
(6/1/1995)
(4/21/1994)
(5/5/1994)
(6/3/1997)
(9/13/2016)
(6/3/1994)
(5/13/1998)
(4/11/1994)
(4/23/2013)
(10/4/1996)
Exams
FINRA
Current Firm
BROOKWOOD SECURITIES PARTNERS, LLC
CRD#: 35187 / SEC#: , 8-46627
Contact information
FINRA licenses (46 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BROOKWOOD SECURITIES PARTNERS, LLC
CRD#: 35187Beverly, MA 01915TRUST BUT VERIFY
Monitor Thomas Trkla
Get automatic monthly alerts on:
