Edgardo B. Tambunting
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edgardo Barcia Tambunting, who also goes by Dado Tambunting, was a registered financial professional .
Edgardo is a previously registered financial professional and started their career in finance in 1986. Edgardo had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 17, 2014 - April 9, 2015
CRT CAPITAL GROUP LLC
April 1, 2008 - September 4, 2014
CANTOR FITZGERALD & CO.
August 18, 2006 - February 19, 2008
WAMU CAPITAL CORP.
February 3, 1997 - July 26, 2006
NOMURA SECURITIES INTERNATIONAL, INC.
April 23, 1986 - February 6, 1997
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Exams
Current Firm
CRT CAPITAL GROUP LLC
CRD#: 28830 / SEC#: , 8-43940
Contact information
Documents
Disclosures
| Regulatory Event | 13 |
Red Flags
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