Omani R. Carson

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CRD#: 1238219

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Omani Rose Carson JR, who also goes by Edward Ronald Carson, Ron Carson, Ronald Lloyd Carson Jr, Ronald Lloyd Carson Jr., was a registered financial professional .

Omani is a previously registered financial professional and started their career in finance in 1985. Omani had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 6, Series 22 and Series 24 exams.

Biography

I started Carson Wealth in 1983, making calls from my dorm room with a phone book in hand. From those first days, I’ve always believed advising is about more than money – it’s about helping people find purpose, direction and meaning in their lives. Watching my parents’ farm go broke in the shaky economy of the 1980s let me see firsthand the emotional ties a family’s financial legacy carries, and why it needs to be protected.

Question & Answer

What is your minimum asset requirement?

100K

Are you a "fiduciary"?

Aliases

Edward Ronald Carson | Ron Carson | Ronald Lloyd Carson Jr | Ronald Lloyd Carson Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. PPI INC. Nature: Owner of Carson Group Holdings Position: President Start: 06/2011 Position: President Hrs/Week: 1 During Trading Hrs: 1 2. Carson Group Inc Nature: Holding Company Start: 11/2013 Position: President Hrs/Week: <1 During Trading Hrs:<1 3. Carson Family Giving Foundation Nature: Foundation Start: 1/16 Position: Owner/President Hrs/Week: <1 During Trading Hrs: <1 4. R.C. Investments, Inc. Nature: Farm Start: 10/1984 Position: President Hrs/Week: <1 During Trading Hrs: <1 5. Ocean Property Holdings LLC Nature: Farm & Raw Development Start: 04/2016 Position: Managing Member Hrs/Week: <1 During Trading Hrs: <1 6. CIA Retreat LLC Nature of Business: Corporate, Employee & Client Events Start Date: 08/2014 Position: Owner/Pres. Hrs/Week: <1 During Trading Hrs: <1 7. Author Nature: Author Start Date: 06/2009 Position: Author/Writer/Publisher Hrs/Week: 0 During Trading Hrs: 0 8. The Dreamweaver Foundation Nature: Provide wishes to terminally ill seniors Start Date: 11/2012 Position: Founder & Board Member Hrs/Week: 1 During Trading Hrs: 1 9. Carson LLC Nature: Business Entity for Tax Purposes Start Date: 10/2015 Position: Managing Member Hrs/Week: <1 During Trading Hrs: 0 10. Baylee Investments LLC Nature: Business Entity for Tax Purposes Start Date: 09/2015 Position: Managing Member Hrs/Week: <1 During Trading Hrs: 0 11. CMGC INC Nature: Plane/Car Holding Co Start Date: 08/2013 Position: President, Treasurer & Secretary Hrs/Week: <1 During Trading Hrs: <1 12. Y'ALL WICKED Nature: Horse Racing Start Date: 04/2017 Position: 25% Owner Hrs/Week: 1 During Trading Hrs: 1 13. DAF, Four Worlds Global Impact Fund Nature: Charitable Foundation Start Date: 10/2022 Position: Board Member Hrs/Week: <1 During Trading Hrs: <1 14. Freedom Healing Church Nature: Charitable, Religious State Date: 12/22/2022 Position: CEO Hrs/Week: 5 During Trading Hrs: 0 15. Mojave Grey Music, LLC Nature: Band Start Date: 5/11/2023 Position: Managing Member Hrs/Week: <1 During Trading Hrs: 0 16. Omya Nature: Life Coaching State Sate: 11/6/2024 Position: Sole Member Hrs/Week: 10 During Trading Hrs: 80%

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Education

Experience

Past

July 9, 2018 - June 25, 2025

CARSON GROUP INVESTING

RIA

CRD#: 291744

OMAHA, NE

Past

January 17, 2017 - January 31, 2019

CETERA WEALTH SERVICES, LLC

CRD#: 13572

OMAHA, NE

Past

July 1, 2011 - June 25, 2025

CWM, LLC

RIA

CRD#: 155344

OMAHA, NE

Past

February 8, 1994 - August 1, 2011

LPL FINANCIAL LLC

RIA

CRD#: 6413

OMAHA, NE

Past

March 9, 1989 - January 19, 2017

LPL FINANCIAL LLC

CRD#: 6413

OMAHA, NE

Past

February 26, 1988 - March 29, 1989

ARM SECURITIES CORPORATION

CRD#: 932

Past

October 29, 1987 - March 14, 1988

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

Past

May 13, 1986 - October 9, 1987

SECURITIES AMERICA, INC.

CRD#: 10205

Past

May 31, 1985 - March 4, 1986

SECURITIES AMERICA, INC.

CRD#: 10205

Past

May 31, 1985 - May 16, 1986

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

CRD#: 5774

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CARSON GROUP INVESTING

CARSON GROUP INVESTING | CARSON INVESTING | CARSON GROUP INVESTING, LLC

CRD#: 291744 / SEC#: 801-113561

RIA

Registered Investment Advisory firm - (7/9/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/27/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/21/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 10/31/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 12/17/1988

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/12/1987

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 22

Date: 12/18/1984

Direct Participation Programs Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/29/1992

General Securities Principal Examination

Current Firm

CARSON GROUP INVESTING

CARSON GROUP INVESTING | CARSON INVESTING | CARSON GROUP INVESTING, LLC

CRD#: 291744 / SEC#: 801-113561

RIA

Registered Investment Advisory firm - (7/9/2018 Approved)

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Contact information

Main Address

14600 Branch St., Omaha, NE 68154

Mailing Address

Phone number

(402) 334-6270

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

CARSON GROUP INVESTING, LLC ADV PART 2A (3/12/2025)

Regulatory assets under management

Total Number of Accounts	14,187
AUM (Assets Under Management)	$ 1,781,011,675

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Firm Stability Insights

Omani R. Carson

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Education

Experience

CETERA WEALTH SERVICES, LLC

CWM, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

ARM SECURITIES CORPORATION

WOODBURY FINANCIAL SERVICES, INC.

SECURITIES AMERICA, INC.

SECURITIES AMERICA, INC.

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

CARSON GROUP INVESTING

State Registrations and Notice Filings

Exams

Series 65

Date: 8/27/1996

Series 63

Date: 9/21/1990

SIE

Date: 10/1/2018

Series 31

Date: 10/31/2003

Series 7

Date: 12/17/1988

Series 6

Date: 11/12/1987

Series 22

Date: 12/18/1984

Series 24

Date: 9/29/1992

Current Firm

CARSON GROUP INVESTING

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CARSON GROUP INVESTING

TRUST BUT VERIFY

Contact information

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