Charles E. Prather

WEALTHPLAN PARTNERS

Westminster, CO 80031

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CRD#: 1238110

Professional summary

Charles Edward Prather IV, CFP®, who also goes by Charles E Prather IV, Charles Edward Prather, Chuck Prather, is a registered financial advisor currently at WEALTHPLAN PARTNERS located in Westminster, Colorado and OSAIC WEALTH, INC. located in Westminster, Colorado.

Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Charles has worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Retirement Planning

Investment Planning

Are you a "fiduciary"?

Yes

Aliases

Charles E Prather Iv | Charles Edward Prather | Chuck Prather

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Wealth Plan Partners - DBA - Position: Employee - Nature: Investments/RIA - Investment Related: Yes - Hours: 160 - Securities Trading Hours: 160 - Start Date: 12/2014 - Address: 8778 Wolff Ct, Westminster CO 80031 THE PRATHER GROUP POSITION: Employer NATURE: Life Insurance, Variable Annuties, LTC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2014 ADDRESS: 720-542-3531, 8778, Westminster CO 80234, United States DESCRIPTION: I sell VA's, Life and LTC

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Edward Prather IV's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1990

Experience

Current

January 7, 2020 - Present

WEALTHPLAN PARTNERS

Office #1: 8778 Wolff Court Suite 200, Westminster, CO 80031

RIA

CRD#: 305026

Westminster, CO

Current

June 14, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 8778 Wolff Ct Suite 200, Westminster, CO 80031

RIA

CRD#: 23131

WESTMINSTER, CO

Past

February 7, 2017 - June 14, 2024

SECURITIES AMERICA, INC.

CRD#: 10205

WESTMINSTER, CO

Past

December 18, 2014 - July 10, 2020

WEALTHPLAN PARTNERS

RIA

CRD#: 158935

WESTMINSTER, CO

Past

December 18, 2014 - February 15, 2017

LPL FINANCIAL LLC

CRD#: 6413

WESTMINSTER, CO

Past

August 25, 2011 - December 23, 2014

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

DENVER, CO

Past

August 25, 2011 - December 23, 2014

UBS FINANCIAL SERVICES INC.

CRD#: 8174

DENVER, CO

Past

December 3, 2001 - August 26, 2011

CUSO FINANCIAL SERVICES, L.P.

RIA

CRD#: 42132

DENVER, CO

Past

February 14, 2001 - August 26, 2011

CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132

DENVER, CO

Past

January 17, 1995 - April 30, 1997

CNBS

CRD#: 24153

Past

January 28, 1994 - April 30, 1997

CNBS

CRD#: 24153

OVERLAND PARK, KS

Past

October 22, 1986 - May 31, 1988

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTHPLAN PARTNERS

CRD#: 305026 / SEC#: 801-117955

RIA

Registered Investment Advisory firm - (11/25/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(6/14/2024)

Arkansas
(6/14/2024)

IAR

Colorado
(1/7/2020)

Colorado
(6/14/2024)

Florida
(6/14/2024)

Georgia
(6/14/2024)

Kansas
(6/14/2024)

Kentucky
(6/14/2024)

Missouri
(6/14/2024)

Nebraska
(6/14/2024)

New Mexico
(6/14/2024)

Oklahoma
(6/14/2024)

Oregon
(6/14/2024)

South Carolina
(6/14/2024)

South Dakota
(6/14/2024)

Texas
(6/14/2024)

Virginia
(6/14/2024)

Wyoming
(6/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/19/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/2/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/13/2001

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

WEALTHPLAN PARTNERS

CRD#: 305026 / SEC#: 801-117955

RIA

Registered Investment Advisory firm - (11/25/2019 Approved)

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Contact information

Main Address

101 South 108th Avenue, Omaha, NE 68154

Mailing Address

Phone number

(402) 691-0200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (39 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A (8/28/2025)

Regulatory assets under management

Total Number of Accounts	5,895
AUM (Assets Under Management)	$ 1,271,554,814

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Charles E. Prather

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Edward Prather IV's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

SECURITIES AMERICA, INC.

WEALTHPLAN PARTNERS

LPL FINANCIAL LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

CUSO FINANCIAL SERVICES, L.P.

CUSO FINANCIAL SERVICES, L.P.

CNBS

CNBS

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

WEALTHPLAN PARTNERS

State Registrations and Notice Filings

Exams

Series 66

Date: 10/19/2001

Series 63

Date: 2/2/1994

SIE

Date: 10/1/2018

Series 7

Date: 2/13/2001

FINRA

Current Firm

WEALTHPLAN PARTNERS

Contact information

SEC notice filing (39 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTHPLAN PARTNERS

TRUST BUT VERIFY

Contact information

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