James M. Mckeever
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Michael Mckeever, who also goes by James Mckeever, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1984. James had worked at 5 firms and has passed the Series 65, Series 63, Series 15, Series 7, Series 5 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2011 - December 31, 2022
WEST FORK CAPITAL MANAGEMENT, LLC
October 18, 1999 - May 31, 2011
LPL FINANCIAL LLC
October 18, 1999 - May 31, 2011
LPL FINANCIAL LLC
January 1, 1991 - October 25, 1999
UBS FINANCIAL SERVICES INC.
June 13, 1989 - January 1, 1991
ROTAN MOSLE INC.
April 18, 1984 - June 16, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 9/7/1984
Foreign Currency Options ExaminationSeries 5
Date: 3/12/1984
Interest Rate Options ExaminationCurrent Firm
WEST FORK CAPITAL MANAGEMENT, LLC
CRD#: 156203 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 64 |
| AUM (Assets Under Management) | $ 5,731,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
