Melinda L. Stevens
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melinda Louella Stevens, who also goes by Melinda Louella Thornton, was a registered financial professional .
Melinda is a previously registered financial professional and started their career in finance in 1984. Melinda had worked at 2 firms and has passed the Series 66, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 2005 - December 31, 2013
FINANCIAL WEST GROUP
January 13, 2005 - December 31, 2013
FINANCIAL WEST GROUP
July 8, 1997 - January 7, 2005
WADDELL & REED
February 23, 1984 - January 7, 2005
WADDELL & REED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FINANCIAL WEST GROUP
CRD#: 16668 / SEC#: 801-57393, 8-34448
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 73 |
| Arbitration | 7 |
Red Flags
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