Steven F. Cutri
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Frank Cutri was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1984. Steven had worked at 12 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 20, 2017 - July 13, 2018
BREAN CAPITAL, LLC
February 5, 2013 - May 10, 2017
D.A. DAVIDSON & CO.
April 13, 2010 - December 4, 2012
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
January 26, 2009 - April 13, 2010
FINACORP SECURITIES
December 7, 2007 - February 20, 2008
STIFEL, NICOLAUS & COMPANY, INCORPORATED
April 19, 2005 - March 15, 2006
RBC CAPITAL MARKETS CORPORATION
May 10, 1999 - November 8, 2005
RBC CAPITAL MARKETS, LLC
March 10, 1997 - April 19, 1999
ABN AMRO INCORPORATED
August 2, 1991 - March 7, 1997
ABN AMRO SECURITIES LLC
June 29, 1990 - May 31, 1991
INVESCO CAPITAL MARKETS, INC.
November 2, 1989 - May 18, 1990
PRESCOTT, BALL & TURBEN, INC.
February 23, 1984 - September 28, 1989
FINANCIAL SQUARE PARTNERS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BREAN CAPITAL, LLC
CRD#: 23723 / SEC#: , 8-40742
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMUR HOLDINGS, LLC | HOLDING COMPANY | |
| HUNT FS HOLDINGS III, LLC | HOLDING COMPANY | |
| ALLURED LLC | HOLDING COMPANY | |
| LIZINATOR LLC | HOLDING COMPANY | |
| BREAN CAPITAL HOLDINGS, LLC | HOLDING COMPANY | |
| CORWEN, STEPHEN MILLER | HEAD OF MBS/ABS SALES | 2943061 |
| FINE, ROBERT MICHAEL | CHIEF EXECUTIVE OFFICER | 1450313 |
| GUZMAN, JEFFREY M | CHIEF COMPLIANCE OFFICER | 3095123 |
| LAMARSH, JONATHAN ANDREW | PRINCIPAL OPERATIONS OFFICER | 5436335 |
| MACKLIN, JOHN TIMOTHY | PRINCIPAL OPERATIONS OFFICER | 1446800 |
| SARABELLA, ARNOLD | CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER | 1717059 |
| TIRSCHWELL, ROBERT MOYSE | EXECUTIVE MANAGING DIRECTOR | 2230453 |
Disclosures
| Regulatory Event | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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