Carolyn S. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carolyn Sue Miller, who also goes by Carrie Miller, Carolyn Miller Rosen, was a registered financial professional .
Carolyn is a previously registered financial professional and started their career in finance in 1984. Carolyn had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 2, 2009 - March 29, 2019
BUSHIDO CAPITAL PARTNERS LLC
September 24, 2009 - December 31, 2018
YOGI ADVISORS, LLC
September 17, 2009 - February 13, 2023
MARSHFIELD ASSOCIATES
March 7, 1994 - July 16, 2009
MARSHFIELD ASSOCIATES
March 25, 1992 - June 18, 1993
NEW ENGLAND SECURITIES
September 22, 1987 - April 17, 1990
NEW ENGLAND SECURITIES
March 22, 1984 - April 13, 1987
PERSHING LLC
State Registrations and Notice Filings
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Exams
Current Firm
BUSHIDO CAPITAL PARTNERS LLC
CRD#: 146340 / SEC#: 801-68814
Contact information
Red Flags
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