Richard F. Schweig
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Frederick Schweig, who also goes by Richard Frederick Schweig, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1984. Richard had worked at 3 firms and has passed the Series 3, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 1988 - June 21, 1988
KETTLER & COMPANY
September 9, 1987 - May 17, 1988
INVESTMENT BROKERS OF AMERICA
July 26, 1984 - December 14, 1987
CRESCENT SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
KETTLER & COMPANY
CRD#: 10530 / SEC#: , 8-26606
Contact information
Documents
Red Flags
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