Mark A. Willman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Alan Willman was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1984. Mark had worked at 7 firms and has passed the Series 63, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 1997 - October 20, 1998
ASSIST INVESTMENT MANAGEMENT COMPANY, INC.
September 21, 1995 - August 13, 1997
SII INVESTMENTS, INC.
July 11, 1990 - August 31, 1995
SECURITIES AMERICA, INC.
November 19, 1989 - May 31, 1990
OSAIC WEALTH, INC.
April 18, 1988 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
January 31, 1985 - March 1, 1988
MOSELEY SECURITIES CORPORATION
February 24, 1984 - December 31, 1984
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ASSIST INVESTMENT MANAGEMENT COMPANY, INC.
CRD#: 34902 / SEC#: , 8-46447
Contact information
Documents
Red Flags
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