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Brian Lon Biederman

CFP®
NORTLOV ADVISORY
Raleigh, NC
·CRD# 1237596·42 years registered

Professional Summary

Brian Lon Biederman, CFP® is a registered financial advisor currently at NORTLOV ADVISORY, LLC located in Raleigh, North Carolina and NORTLOV SECURITIES LLC located in Mcdonough, Georgia. Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Brian has worked at 18 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 1994

Years of Experience

42 years registered in the securities industry

Current & Past Employments

Current

NORTLOV ADVISORY, LLCCurrent·CRD# 325025
RIA
8404 Six Forks Road Ste 204, Raleigh, NC 27615
January 6, 2026 - Present
NORTLOV SECURITIES LLCCurrent·CRD# 318546
BD
1315 Ethans Way, Mcdonough, GA 30252
December 11, 2025 - Present

Past

CAPE INVESTMENT ADVISORY, INC.Past·CRD# 146384
RIA
Raleigh, NC
August 15, 2025 - October 2, 2025
CAPE SECURITIES INC.Past·CRD# 7072
BD
Mcdonough, GA
August 14, 2025 - October 2, 2025
INNOVATION PARTNERS LLCPast·CRD# 146344
RIA
Raliegh, NC
August 20, 2021 - September 12, 2025
INNOVATION PARTNERS LLCPast·CRD# 146344
BD
Raliegh, NC
December 21, 2020 - September 12, 2025
IP FINANCIAL ADVISORY SERVICES LLCPast·CRD# 305772
RIA
Raleigh, NC
December 18, 2020 - September 12, 2025
MONEY CONCEPTS CAPITAL CORPPast·CRD# 12963
BD
Raleigh, NC
November 26, 2024 - December 4, 2024
INFINITY FINANCIAL SERVICES ADVISORYPast·CRD# 304981
RIA
Oakland, CA
April 20, 2020 - December 11, 2020
INFINITY FINANCIAL SERVICESPast·CRD# 144302
RIA
Raleigh, NC
June 8, 2016 - December 11, 2020
INFINITY FINANCIAL SERVICESPast·CRD# 144302
BD
Raleigh, NC
May 25, 2016 - December 11, 2020
ADIRONDACK TRADING GROUP LLCPast·CRD# 103910
BD
Raleigh, NC
May 27, 2014 - May 26, 2016
RIDGEWAY CONGER ADVISORY SERVICESPast·CRD# 139372
RIA
Raleigh, NC
May 26, 2014 - December 31, 2014
SB ADVISORY, LLCPast·CRD# 154680
RIA
Raleigh, NC
September 21, 2010 - July 11, 2014
IFS SECURITIESPast·CRD# 40375
BD
Raleigh, NC
September 24, 2009 - May 27, 2014
IFS SECURITIESPast·CRD# 40375
RIA
Raleigh, NC
September 30, 2009 - September 20, 2010
CETERA WEALTH SERVICES, LLCPast·CRD# 13572
RIA
Raleigh, NC
December 31, 2001 - August 27, 2009
CETERA WEALTH SERVICES, LLCPast·CRD# 13572
BD
Raleigh, NC
July 11, 1997 - August 27, 2009
OSAIC WEALTH, INC.Past·CRD# 23131
BD
Scottsdale, AZ
January 31, 1997 - June 16, 1997
KEOGLER, MORGAN & COMPANY, INC.Past·CRD# 16546
BD
Atlanta, GA
October 25, 1988 - January 31, 1997
LPL FINANCIAL LLCPast·CRD# 6413
BD
July 13, 1987 - December 5, 1988
FORESTERS FINANCIAL SERVICES, INC.Past·CRD# 305
BD
February 27, 1984 - May 29, 1987

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Current Firm

NA
NORTLOV ADVISORY, LLC

NORTLOV ADVISORY, LLC

CRD#: 325025
Georgia
Registered Investment Advisory firm - Georgia (1/30/2024 Approved)
North Carolina
Registered Investment Advisory firm - North Carolina (1/6/2026 Approved)

Contact Information

Main Address

Mcdonough, GA

Phone Number

(678) 586-4052

# of Employees

2

Documents

Latest Form ADV
0

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Volunteer Board member and Assistant Kitchen Manager at Congregation Sha'arei Israel Orthodox Synagogue/Chabad Center of Raleigh. Not investment related. 7400 Falls of Neuse Road Raleigh, NC 27615. Religious organization, started Jan 1995. Hours vary but no more than 10 per month, up to 4 during securities hours. Sometimes cooking during business trading hours. Participate in monthly board meetings. Organize events requiring food service. Purchase, prepare and serve. No compensation. 2. Owner of Advanced Financial Concepts. Insurance sales of fixed and index life insurance and annuities. 8404 Six Forks Road, Ste 204, Raleigh, NC 27615. Started in June 1997. Up to 20 hours a month in trading hours. Compensated by sales commission. 3. Member and team leader of Raleigh Cary Chevra Kadisha. Jewish community association. 1701 E Millbrook Rd, Raleigh, NC 27609. Member since Jan 2008. Up to 4 hours a month, none during trading hours. Leader of a volunteer team that prepares deceased Jewish men for burial. No compensation. 4. Volunteer Treasurer for Libertarian Party Candidate for State office. There are no fundraisers. Spend about 2 hours per quarter during securities hours preparing campaign finance reports. Started March 2016. Nelson 4 NC 2223 Spacious Skies Street Raleigh, NC 27614. Most work is done from my home or office.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(1/6/2026)
RR
Delaware
(1/7/2026)
RR
Florida
(12/12/2025)
RR
Georgia
(12/12/2025)
IAR
Georgia
(1/14/2026)
RR
Mississippi
(1/9/2026)
RR
North Carolina
(1/6/2026)
IAR
North Carolina
(1/6/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1984About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 1988About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 1984About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Nov 1985About the Series 26 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Brian Lon Biederman's CRS (Customer Relationship Summary).

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