David F. Stephens
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Francis Stephens was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1995. David had worked at 1 firm and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 8, 1995 - September 9, 1997
METLIFE INVESTORS DISTRIBUTION COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
METLIFE INVESTORS DISTRIBUTION COMPANY
CRD#: 6695 / SEC#: , 8-17973
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| METLIFE INVESTORS GROUP, INC. | SHAREHOLDER | |
| BUFFINGTON, DEBORA LYNN MRS. | VICE PRESIDENT, CCO | 2219235 |
| DEUTH, CHARLES MILTON | VICE PRESIDENT - NATIONAL ACCOUNTS | 1922397 |
| FORGET, ELIZABETH MARY | EXECUTIVE VICE PRESIDENT- MONEY MANAGEMENT | 2767945 |
| HIPWORTH, PAUL DAVID | EXECUTIVE VICE PRESIDENT, CFO, FINOP | 2798832 |
| LAPIANA, PAUL ANTHONY | EXECUTIVE VICE PRESIDENT | 2237245 |
| PEARSON, RICHARD CARL | PRESIDENT | 1270673 |
| SUTHERLAND, LESLIE STUART | EXECUTIVE VICE PRESIDENT | 1603666 |
| WILSON, EDWARD COOK JR | EXECUTIVE VICE PRESIDENT | 804106 |
Red Flags
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