Leslie A. Whitney

FIDUCIENT ADVISORS LLC

KENNEBUNK, ME 04043

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CRD#: 1237514

Professional summary

Leslie Ann Whitney, who also goes by Leslie Ann Trainor, Leslie Trainor, is a registered financial advisor currently at FIDUCIENT ADVISORS LLC located in Kennebunk, Maine.

Leslie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Leslie has worked at 10 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Leslie Ann Trainor | Leslie Trainor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The name of the other business ;Creditor Committee; the business is not investment-related; the address of the other business; n/a; the nature of the other business; represent family members as creditors to an Estate; position/title ;Committee Member; the start date of your relationship; 2/2013; the approximate number of hours/month devoted to the other business; <1 hour; the number of hours devoted to the other business during securities trading hours;<1 hour; duties relating to the other business; review and vote on Trustee Recommendations; The name of the other business: Wellwood, Fort Wayne Mellor, Camden Hills LLC, the business is not investment-related; the address of the other business; 7138 S Glencoe Ct, Centennial CO 80122,; the nature of the other business; Passive Real Estate LLC with Family Members; position/title: Member; the start date of your relationship; 5/2018; the approximate number of hours/month devoted to the other business; 1-5 hours; the number of hours devoted to the other business during securities trading hours;<1 hour; duties relating to the other business; review accounts from Accountant, Lawyer.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leslie Ann Whitney's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 16, 2021 - Present

FIDUCIENT ADVISORS LLC

Office #1: 12 Depot Street, Kennebunk, ME 04043

RIA

CRD#: 106720

KENNEBUNK, ME

Past

February 25, 2014 - December 31, 2020

FIDUCIARY INVESTMENT ADVISORS, LLC

RIA

CRD#: 140675

KENNEBUNK, ME

Past

January 30, 2009 - May 2, 2011

SENTINEL SECURITIES, LLC.

CRD#: 110942

WAKEFIELD, MA

Past

March 9, 2007 - March 31, 2015

WHITNEY RETIREMENT SERVICES GROUP, INC.

RIA

CRD#: 143051

KENNEBUNK, ME

Past

April 26, 2005 - February 9, 2007

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

CUMBERLAND FORESIDE, ME

Past

December 18, 2003 - April 25, 2005

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

October 1, 1996 - April 25, 2005

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

August 19, 1996 - January 2, 2002

TRANSAMERICA INVESTORS SECURITIES, LLC

CRD#: 32205

HARRISON, NY

Past

July 1, 1991 - October 1, 1996

UNUM SALES CORPORATION

CRD#: 5406

PORTLAND, ME

Past

November 16, 1989 - May 21, 1990

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIDUCIENT ADVISORS LLC

DIMEO SCHNEIDER & ASSOCIATES LLC | FIDUCIENT ADVISORS LLC

CRD#: 106720 / SEC#: 801-48820

RIA

Registered Investment Advisory firm - (3/27/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(11/21/2023)

IAR

Texas
(5/18/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/13/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/2/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 12/12/1988

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FIDUCIENT ADVISORS LLC

DIMEO SCHNEIDER & ASSOCIATES LLC | FIDUCIENT ADVISORS LLC

CRD#: 106720 / SEC#: 801-48820

RIA

Registered Investment Advisory firm - (3/27/1995 Approved)

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Contact information

Main Address

500 W Madison Street Suite 3260, Chicago, IL 60661-4593

Mailing Address

Phone number

(312) 853-1000

Established

Firm type

Fiscal year end

# of Employees

218

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDUCIENT ADVISORS LLC PART 2A (11/25/2025)

Regulatory assets under management

Total Number of Accounts	1,150
AUM (Assets Under Management)	$ 67,638,977,771

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/30/2024	Cover Page	Report
11/14/2023	Cover Page	Report
01/23/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Leslie A. Whitney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leslie Ann Whitney's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDUCIARY INVESTMENT ADVISORS, LLC

SENTINEL SECURITIES, LLC.

WHITNEY RETIREMENT SERVICES GROUP, INC.

COMMONWEALTH FINANCIAL NETWORK

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

TRANSAMERICA INVESTORS SECURITIES, LLC

UNUM SALES CORPORATION

HORNOR, TOWNSEND & KENT, LLC

Primary Firm SEC Registration

FIDUCIENT ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/13/2007

Series 63

Date: 4/2/1996

Series 6

Date: 12/12/1988

Current Firm

FIDUCIENT ADVISORS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FIDUCIENT ADVISORS LLC

TRUST BUT VERIFY

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