Leonard R. Dean

DEAN BENNETT ADVISORY SERVICES

Roseville, CA 95661

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CRD#: 1237448

Professional summary

Leonard Raymond Dean, CFP®, who also goes by Len Dean, Lenny Dean, Leonard Raymond Dean, Leonard Dean, is a registered financial advisor currently at DEAN BENNETT ADVISORY SERVICES INC. located in Roseville, California.

Leonard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Leonard has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Len Dean | Lenny Dean | Leonard Raymond Dean | Leonard Dean

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DEAN BENNETT INSURANCE & FINANCIAL SERVICES, INC POSITION: President NATURE: Insurance & financial services INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2009 DESCRIPTION: Used as "DBA" for insurance & financial services sales. Administrative duties as officer. Spouse Deborah Bennett does group & individual medical, medicare support & LTC. This is a DVBE (Disbaled Veteran Business Ent) & as such I need to be 51% owner RENTALS POSITION: owner NATURE: Rental properties :1. 159-161 Wool St., San Francisco, CA 94110. 1820 Discovery Rd., Roseville, CA 95747 INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1995 ADDRESS: 3100 Ashridge Way, Granite Bay CA 95746, United States DESCRIPTION: See 4.1 FINRA OFFICE OF DISPUTE RESOLUTION POSITION: Arbitratior NATURE: Director , through Arbitrator assignment process, will assign to a three person panel , act a Arbitrator in a Finra dispute claim. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 06/28/2019 ADDRESS: One Libertyh Plaza, 165 Broadway, 27th Floor, New York NY 10006-1404, United States DESCRIPTION: Review all claimants/respondents documents, set hearing dates and timelines. Hear evidence and determined winning party to claim.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leonard Raymond Dean's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

September 14, 2022 - Present

DEAN BENNETT ADVISORY SERVICES INC.

Office #1: 3017 Douglas Blvd. Suite 300, Roseville, CA 95661

RIA

CRD#: 322889

Roseville, CA

Past

January 27, 2021 - September 13, 2022

PORTSMOUTH FINANCIAL SERVICES

CRD#: 13980

SAN FRANCISCO, CA

Past

September 29, 2020 - September 12, 2022

FISCAL WISDOM WEALTH MANAGEMENT LLC

RIA

CRD#: 168299

Roseville, CA

Past

October 1, 2019 - October 30, 2019

SUPREME ALLIANCE LLC

RIA

CRD#: 45348

GRANITE BAY, CA

Past

October 1, 2019 - October 30, 2019

SUPREME ALLIANCE LLC

CRD#: 45348

CHARLOTTE, NC

Past

January 14, 2011 - September 11, 2019

ALLSTATE FINANCIAL ADVISORS, LLC

RIA

CRD#: 109524

GOLD RIVER, CA

Past

January 13, 2011 - September 11, 2019

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

Gold River, CA

Past

February 14, 2001 - December 17, 2010

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

ROSEVILLE, CA

Past

January 17, 1990 - December 17, 2010

PRINCIPAL SECURITIES, INC.

CRD#: 1137

ROSEVILLE, CA

Past

February 15, 1988 - September 29, 1989

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

September 15, 1987 - February 15, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

Past

March 17, 1987 - November 16, 1987

GREEN HILL FINANCIAL SERVICE CORPORATION

CRD#: 4882

Past

May 23, 1984 - March 25, 1987

NYLIFE SECURITIES LLC

CRD#: 5167

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/14/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/19/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/12/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/18/1988

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/22/1984

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 51

Date: 8/7/2004

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/15/1998

General Securities Principal Examination

Current Firm

DEAN BENNETT ADVISORY SERVICES INC.

DEAN BENETT ADVISORY SERVICES INC. | DEAN BENNETT ADVISORY SERVICES INC.

CRD#: 322889 / SEC#:

California

Registered Investment Advisory firm - (9/14/2022 Approved)

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Contact information

Main Address

3017 Douglas Blvd. Suite 300, Roseville, CA 95661

Mailing Address

Phone number

(916) 300-6658

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	16
AUM (Assets Under Management)	$ 8,382,865

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Leonard R. Dean

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leonard Raymond Dean's CRS (Customer Relationship Summary).

Certified licenses

Experience

PORTSMOUTH FINANCIAL SERVICES

FISCAL WISDOM WEALTH MANAGEMENT LLC

SUPREME ALLIANCE LLC

SUPREME ALLIANCE LLC

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL SERVICES, LLC

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

LEHMAN BROTHERS INC.

E. F. HUTTON & COMPANY INC

GREEN HILL FINANCIAL SERVICE CORPORATION

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/19/1999

Series 63

Date: 4/12/1995

SIE

Date: 10/1/2018

Series 7

Date: 6/18/1988

Series 6

Date: 5/22/1984

Series 51

Date: 8/7/2004

Series 24

Date: 12/15/1998

Current Firm

DEAN BENNETT ADVISORY SERVICES INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DEAN BENNETT ADVISORY SERVICES INC.

TRUST BUT VERIFY

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