Leonard R. Dean
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leonard Raymond Dean, CFP®, who also goes by Len Dean, Lenny Dean, Leonard Raymond Dean, Leonard Dean, was a registered financial professional .
Leonard is a previously registered financial professional and started their career in finance in 1984. Leonard had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2003
Experience
September 14, 2022 - August 3, 2026
DEAN BENNETT ADVISORY SERVICES INC.
January 27, 2021 - September 13, 2022
PORTSMOUTH FINANCIAL SERVICES
September 29, 2020 - September 12, 2022
FISCAL WISDOM WEALTH MANAGEMENT LLC
October 1, 2019 - October 30, 2019
SUPREME ALLIANCE LLC
October 1, 2019 - October 30, 2019
SUPREME ALLIANCE LLC
January 14, 2011 - September 11, 2019
ALLSTATE FINANCIAL ADVISORS, LLC
January 13, 2011 - September 11, 2019
ALLSTATE FINANCIAL SERVICES, LLC
February 14, 2001 - December 17, 2010
PRINCIPAL SECURITIES, INC.
January 17, 1990 - December 17, 2010
PRINCIPAL SECURITIES, INC.
February 15, 1988 - September 29, 1989
LEHMAN BROTHERS INC.
September 15, 1987 - February 15, 1988
E. F. HUTTON & COMPANY INC
March 17, 1987 - November 16, 1987
GREEN HILL FINANCIAL SERVICE CORPORATION
May 23, 1984 - March 25, 1987
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DEAN BENNETT ADVISORY SERVICES INC.
CRD#: 322889 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 16 |
| AUM (Assets Under Management) | $ 8,382,865 |
Red Flags
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