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Dean A. Christiansen

SOUTH STREET SECURITIES LLC
New York, NY 10036
Some features on this profile are disabled
CRD#: 1237406
DC

Professional summary


Dean Alan Christiansen is a registered financial professional currently at SOUTH STREET SECURITIES LLC located in New York, New York.

Dean is registered as a RR (Registered Representative) and started their career in finance in 1984. Dean has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Dean Alan Christiansen's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 31, 2006 - Present

SOUTH STREET SECURITIES LLC

Office #1: 1155 Sixth Ave 14th Floor, New York, NY 10036Office #2: 1155 Ave Of The Americas 14th Floor, New York, NY 10036
BD
CRD#: 125202
New York, NY
Past

February 19, 2004 - January 31, 2006

OASIS TRADING LLC

BD
CRD#: 127930
NEW YORK, NY
Past

June 13, 2001 - May 27, 2003

THREE RIVERS SECURITIES LLC

BD
CRD#: 107887
NEW YORK, NY
Past

May 12, 1998 - January 20, 2000

NEPTUNE SECURITIES FINANCE CORPORATION

BD
CRD#: 44244
NEW YORK, NY
Past

June 1, 1992 - July 7, 1997

TAGLICH BROTHERS, INC.

BD
CRD#: 29102
COLD SPRING HARBOR, NY
Past

May 29, 1987 - August 7, 1990

WEATHERLY SECURITIES CORPORATION

BD
CRD#: 11081
NEW YORK, NY
Past

September 14, 1984 - September 11, 1985

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
Past

March 22, 1984 - September 4, 1984

CONTINENTAL AMERICAN SECURITIES, INC.

BD
CRD#: 5185

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/29/2009)
RR
Alaska
(5/29/2009)
RR
Arizona
(5/29/2009)
RR
Arkansas
(5/29/2009)
RR
California
(5/29/2009)
RR
Colorado
(5/29/2009)
RR
Connecticut
(5/29/2009)
RR
Delaware
(5/29/2009)
RR
District of Columbia
(5/29/2009)
RR
Florida
(5/29/2009)
RR
Georgia
(5/29/2009)
RR
Hawaii
(5/29/2009)
RR
Idaho
(5/29/2009)
RR
Illinois
(5/29/2009)
RR
Indiana
(5/29/2009)
RR
Iowa
(5/29/2009)
RR
Kansas
(5/29/2009)
RR
Kentucky
(5/29/2009)
RR
Louisiana
(5/29/2009)
RR
Maine
(5/29/2009)
RR
Maryland
(5/29/2009)
RR
Massachusetts
(5/29/2009)
RR
Michigan
(5/29/2009)
RR
Minnesota
(5/29/2009)
RR
Mississippi
(5/29/2009)
RR
Missouri
(5/29/2009)
RR
Montana
(5/29/2009)
RR
Nebraska
(5/29/2009)
RR
Nevada
(5/29/2009)
RR
New Hampshire
(5/29/2009)
RR
New Jersey
(5/29/2009)
RR
New Mexico
(5/29/2009)
RR
New York
(1/31/2006)
RR
North Carolina
(5/29/2009)
RR
North Dakota
(5/29/2009)
RR
Ohio
(5/29/2009)
RR
Oklahoma
(5/29/2009)
RR
Oregon
(5/29/2009)
RR
Pennsylvania
(5/29/2009)
RR
Puerto Rico
(5/29/2009)
RR
Rhode Island
(5/29/2009)
RR
South Carolina
(5/29/2009)
RR
South Dakota
(5/29/2009)
RR
Tennessee
(5/29/2009)
RR
Texas
(5/29/2009)
RR
Utah
(5/29/2009)
RR
Vermont
(5/29/2009)
RR
Virgin Islands
(5/19/2021)
RR
Virginia
(5/29/2009)
RR
Washington
(5/29/2009)
RR
West Virginia
(5/29/2009)
RR
Wisconsin
(5/29/2009)
RR
Wyoming
(5/29/2009)

Exams


State Security Law Exam
RR
Series 63
Date: 3/20/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 12/16/1997
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm


SS
SOUTH STREET SECURITIES LLC
SOUTH STREET SECURITIES LLC

CRD#: 125202 / SEC#: , 8-65770

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
1155 Sixth Ave 14th Floor, New York, NY 10036
Mailing Address
1155 Sixth Ave 14th Floor, New York, NY 10036
Phone number
(212) 824-0738
Established
Delaware since 03/01/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
SOUTH STREET SECURITIES FUNDING LLCOWNER
KELLY, JOHN EDWARDCCO
LUBRANO, LEONARD GCFO1091164
PEREZ-VEGA, JOSE CARLOSBOARD OF MANAGER2209448
PUCCI, STEPHANIETRADING PRINCIPAL2674481
SCHUIT, JASON EDWARDPRESIDENT2426827
TABACCHI, JAMES MICHAELCHIEF EXECUTIVE OFFICER/ BOARD OF MGERS2355049

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SOUTH STREET SECURITIES LLC

CRD#: 125202New York, NY 10036

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