Paul A. Huprich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Arthur Huprich SR, who also goes by Art Huprich, Paul Arthur Huprich, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1984. Paul had worked at 4 firms and has passed the Series 63, Series 87, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 2013 - June 26, 2014
MIDAMERICA FINANCIAL SERVICES, INC.
January 24, 2001 - April 3, 2013
RAYMOND JAMES & ASSOCIATES, INC.
July 31, 1997 - January 29, 2001
FERRIS, BAKER WATTS, LLC
July 29, 1991 - July 23, 1997
FIRST UNION CAPITAL MARKETS CORP.
November 21, 1984 - October 18, 1990
FIRST UNION CAPITAL MARKETS CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MIDAMERICA FINANCIAL SERVICES, INC.
CRD#: 47351 / SEC#: , 8-51758
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
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