Alan M. Stricoff
Professional summary
Alan Marc Stricoff was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Alan is a previously registered financial professional and started their career in finance in 1984. Prior to being barred, Alan had worked at 11 firms, which includes CORTLANDT CAPITAL CORPORATION, STRATTON OAKMONT INC., DB ALEX. BROWN LLC, J.P. MORGAN SECURITIES LLC, PHILIPS APPEL & WALDEN INC., DEUTSCHE BANK CAPITAL CORPORATION, PRUDENTIAL EQUITY GROUP LLC, MCLAUGHLIN PIVEN VOGEL SECURITIES INC., INVESTORS CENTER INC., SENTRA SECURITIES CORPORATION, BLINDER ROBINSON & CO. INC..
Question & Answer
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Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 1997 - January 27, 1997
CORTLANDT CAPITAL CORPORATION
April 9, 1996 - December 16, 1996
STRATTON OAKMONT INC.
January 29, 1993 - March 1, 1995
DB ALEX. BROWN LLC
January 19, 1988 - January 20, 1993
J.P. MORGAN SECURITIES LLC
April 22, 1987 - November 4, 1987
PHILIPS, APPEL & WALDEN, INC.
November 7, 1986 - March 24, 1987
DEUTSCHE BANK CAPITAL CORPORATION
March 20, 1986 - December 16, 1986
PRUDENTIAL EQUITY GROUP, LLC
April 10, 1985 - July 29, 1985
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.
November 10, 1984 - March 26, 1985
INVESTORS CENTER, INC.
October 18, 1984 - November 5, 1984
SENTRA SECURITIES CORPORATION
February 24, 1984 - June 4, 1984
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
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Exams
Series 15
Date: 4/6/1990
Foreign Currency Options ExaminationSeries 5
Date: 3/9/1990
Interest Rate Options ExaminationSeries 8
Date: 4/26/1989
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CORTLANDT CAPITAL CORPORATION
CRD#: 25152 / SEC#: , 8-41592
Contact information
Documents
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