Alan Marc Stricoff
Professional Summary
Alan Marc Stricoff was a registered financial advisor. Alan was a previously registered financial professional and started their career in finance 1984 - 1997. Alan had worked at 11 firms and has passed the Series 63, Series 15, Series 5, Series 3, Series 7, Series 24, Series 8 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
42 years in the financial services industry
Current & Past Employments
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Current Firm
ALTMAX, INC. | GREENWAY CAPITAL CORP. | CORTLANDT CAPITAL CORPORATION
Contact Information
Established
Delaware since 07/25/1989Firm Type
CorporationFiscal Year End
DecemberDocuments
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 15 — Foreign Currency Options Examination
Passed Apr 1990Series 5 — Interest Rate Options Examination
Passed Mar 1990Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Apr 1989Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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