Bruce D. Pomper
Professional summary
Bruce David Pomper is a registered financial professional currently at BLUEROCK CAPITAL MARKETS LLC located in Newport Beach, California.
Bruce is registered as a RR (Registered Representative) and started their career in finance in 1984. Bruce has worked at 8 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bruce David Pomper's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 12, 2017 - Present
BLUEROCK CAPITAL MARKETS LLC
Office #1: 4100 Newport Place Suite 650, Newport Beach, CA 92660October 14, 2009 - October 17, 2017
GRIFFIN CAPITAL SECURITIES, LLC
May 21, 2008 - September 25, 2009
ADVISORS ASSET MANAGEMENT, INC.
November 6, 2007 - September 25, 2009
ADVISORS ASSET MANAGEMENT, INC.
November 22, 2005 - November 13, 2007
HINES PRIVATE WEALTH SOLUTIONS LLC
January 26, 2004 - November 23, 2005
VP DISTRIBUTORS LLC
February 1, 1995 - January 7, 2004
DWS DISTRIBUTORS, INC.
December 16, 1986 - February 1, 1995
KEMPER FINANCIAL SERVICES, INC.
February 24, 1984 - October 7, 1986
BALCOR SECURITIES COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/12/2017)
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(12/12/2017)
Exams
FINRA
Current Firm
BLUEROCK CAPITAL MARKETS LLC
CRD#: 136974 / SEC#: , 8-67058
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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