Laurence M. Webb
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laurence Mark Webb, who also goes by Fry, Larry Webb, was a registered financial professional .
Laurence is a previously registered financial professional and started their career in finance in 1984. Laurence had worked at 13 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 9, 2000 - November 20, 2000
LOCUST STREET SECURITIES, INC.
December 8, 1998 - December 31, 1999
THE O.N. EQUITY SALES COMPANY
August 12, 1997 - December 2, 1998
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
June 1, 1996 - August 19, 1997
WALNUT STREET SECURITIES, INC.
December 17, 1993 - June 1, 1996
NORTH AMERICAN MANAGEMENT, INC.
January 22, 1993 - September 9, 1993
INDUSTRY SAVINGS PLANS, INC.
January 27, 1992 - December 31, 1992
VOYA FINANCIAL ADVISORS, INC.
October 10, 1989 - November 14, 1990
MCCARLEY AND ASSOCIATES, INC.
August 14, 1989 - October 10, 1989
ADVANTAGE CAPITAL CORPORATION
October 12, 1987 - December 31, 1988
SOUTHMARK FINANCIAL SERVICES, INC.
November 3, 1986 - December 9, 1987
HIMCO DISTRIBUTION SERVICES COMPANY
June 20, 1985 - November 21, 1986
PW SECURITIES, INC.
February 24, 1984 - June 21, 1985
CARDELL & ASSOCIATES, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LOCUST STREET SECURITIES, INC.
CRD#: 1703 / SEC#: , 8-14037
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ING ADVISORS NETWORK. INC | SOLE SHAREHOLDER | |
| COKINIS, CHRISTOPHER ALEX | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND SECRETARY | 1527389 |
| FRIEBERG, DAVID EUGENE | VICE PRESIDENT, RECRUITING | 1289486 |
| LARAIA, KEVIN MICHAEL | TREASURER, VICE PRESIDENT FINANCE & OPERATIONS, FIN OP, COO | 2456743 |
| LINDBERG, KARL STEPHEN | PRESIDENT/DIRECTOR | 1001270 |
| SIMMERS, JOHN STEPHEN | CHAIRMAN OF BOARD | 711578 |
| STEPHENS, LYNN ANNETTE | VICE PRESIDENT, BUSINESS DEVELOPMENT | 2169858 |
| STYCH, KEVIN PAUL | VICE PRESIDENT, SALES & MARKETING | 1904094 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
