Nicole A. Raphaelson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicole Anderes Raphaelson, who also goes by Nicole Debrunner Anderes, was a registered financial professional .
Nicole is a previously registered financial professional and started their career in finance in 1985. Nicole had worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 9, 2005 - August 3, 2020
SEAL COVE INVESTMENT ADVISORS LLC
February 2, 1998 - January 15, 1999
UBS FINANCIAL SERVICES INC.
November 1, 1996 - December 3, 1997
EATON VANCE DISTRIBUTORS, INC.
March 10, 1994 - November 1, 1996
EATON VANCE DISTRIBUTORS, INC.
September 29, 1992 - January 7, 1994
LAZARD FRERES & CO. LLC
November 24, 1987 - August 11, 1992
ROOSEVELT & CROSS, INCORPORATED
September 27, 1986 - December 10, 1987
DREXEL BURNHAM LAMBERT INCORPORATED
November 19, 1985 - August 11, 1992
ROOSEVELT & CROSS, INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SEAL COVE INVESTMENT ADVISORS LLC
CRD#: 133812 / SEC#:
Contact information
Red Flags
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