Edward R. Durkee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Rudi Durkee, who also goes by Edward Durkee, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1984. Edward had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 34, Series 3 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 6, 2016 - February 3, 2017
GALAPAGOS WEALTH MANAGEMENT, LLC
February 12, 2015 - December 8, 2015
REALIZED FINANCIAL, INC.
December 17, 2013 - September 22, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 26, 2013 - September 22, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 13, 1984 - October 13, 1984
WHITE INVESTMENT CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GALAPAGOS WEALTH MANAGEMENT, LLC
CRD#: 139856 / SEC#: 801-67836
Contact information
Regulatory assets under management
| Total Number of Accounts | 9 |
| AUM (Assets Under Management) | $ 88,176,467 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2023 | ||
| 04/29/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
