Scott W. O'brien

WORTHPOINTE

AUSTIN, TX 78746

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CRD#: 1236835

Professional summary

Scott William O'brien, CFP®, who also goes by Scott William Obrien, is a registered financial advisor currently at WORTHPOINTE located in Austin, Texas and CONSTITUTION WEALTH LLC located in Austin, Texas.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Scott has worked at 6 firms and has passed the Series 66 and Series 7 exams.

Biography

Scott served as the Chairperson for the NAPFA Texas Study Group and currently serves on the Board of Directors for the Center for Child Protection in Austin, TX and and is the past Board President for Susan G. Komen Austin.

His claim to fame is being the starting point guard for his high school basketball team that won the Maine State Championship and New England Basketball Championship beating the 7th ranked team in the country. The team was honored by the Naismith Memorial Basketball Hall of Fame.

In my spare time, Scott enjoys golf, swimming, running and volleyball.

Question & Answer

What are your service offerings?

Retirement Income Management

Insurance Planning

Retirement Planning

Investment Planning

Comprehensive Financial Planni...

Do you have an area of expertise or specialization?

Business Owners

Corporate Executives

Entrepreneurs

High Net Worth Client Needs

Investment Advice with Ongoing...

Medical Professionals

What is your minimum asset requirement?

100K

Are you a "fiduciary"?

Yes

Aliases

Scott William Obrien

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott William O'brien's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1986

Experience

Current

June 11, 2012 - Present

WORTHPOINTE

Office #1: 6836 Bee Cave Road Suite 210, Austin, TX 78746

RIA

CRD#: 143996

AUSTIN, TX

Current

November 9, 2023 - Present

CONSTITUTION WEALTH LLC

Office #1: 6836 Bee Cave Road Suite 210, Austin, TX 78746

RIA

CRD#: 313916

AUSTIN, TX

Past

June 11, 2012 - December 31, 2013

TROVENA, LLC.

RIA

CRD#: 120232

REDONDO BEACH, CA

Past

September 21, 2009 - June 2, 2010

WEALTH MANAGEMENT CONSULTANTS, LLC

RIA

CRD#: 150640

OVERLAND PARK, KS

Past

September 21, 2009 - May 29, 2012

CREATIVE PLANNING

RIA

CRD#: 105348

LEAWOOD, KS

Past

January 15, 2008 - January 9, 2009

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

RIA

CRD#: 13609

GLADSTONE, MO

Past

December 19, 2007 - January 9, 2009

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

CRD#: 13609

GLADSTONE, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WORTHPOINTE

ENCUBIC | WORTHPOINTE, LLC | WORTHPOINTE | TROVENA INVESTMENT ADVISORS | ONCUBIC, L.L.C.

CRD#: 143996 / SEC#: 801-67916

RIA

Registered Investment Advisory firm - (6/11/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/11/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/14/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 12/18/2007

General Securities Representative Examination

Current Firm

WORTHPOINTE

ENCUBIC | WORTHPOINTE, LLC | WORTHPOINTE | TROVENA INVESTMENT ADVISORS | ONCUBIC, L.L.C.

CRD#: 143996 / SEC#: 801-67916

RIA

Registered Investment Advisory firm - (6/11/2007 Approved)

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Contact information

Main Address

Ramona, CA

Mailing Address

888 Prospect Street Suite 200, La Jolla, CA 92037

Phone number

(800) 620-4232

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WORTPOINTE LLC FORM ADV PART 2 BROCHURE (7/11/2025)

Regulatory assets under management

Total Number of Accounts	1,428
AUM (Assets Under Management)	$ 885,560,603

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Scott W. O'brien

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott William O'brien's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONSTITUTION WEALTH LLC

TROVENA, LLC.

WEALTH MANAGEMENT CONSULTANTS, LLC

CREATIVE PLANNING

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

WORTHPOINTE

State Registrations and Notice Filings

Exams

Series 66

Date: 1/14/2008

Series 7

Date: 12/18/2007

Current Firm

WORTHPOINTE

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WORTHPOINTE

TRUST BUT VERIFY

Contact information

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