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KL

Kenneth M. Longo

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CRD#: 1236804
KL

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kenneth Mathew Longo, who also goes by Kenneth Matthew Longo, was a registered financial advisor .

Kenneth is a previously registered financial advisor and started their career in finance in 1984. Kenneth had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 15, Series 3, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Kenneth Matthew Longo

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

March 21, 2016 - December 9, 2016

IMPACTU.INVESTMENTS, LLC

BD
CRD#: 122696
WOODBURY, NY
Past

November 1, 2013 - April 4, 2016

IFS SECURITIES

BD
CRD#: 40375
PLAINVIEW, NY
Past

April 4, 2011 - November 1, 2013

CANTELLA & CO., INC.

RIA
CRD#: 13905
PLAINVIEW, NY
Past

December 23, 1994 - October 25, 1996

1717 CAPITAL MANAGEMENT COMPANY

BD
CRD#: 4082
NEWARK, DE
Past

March 17, 1993 - May 24, 1994

NEW ENGLAND SECURITIES

BD
CRD#: 615
NEW YORK, NY
Past

November 3, 1992 - November 1, 2013

CANTELLA & CO., INC.

BD
CRD#: 13905
PLAINVIEW, NY
Past

April 22, 1988 - October 29, 1992

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

May 14, 1984 - April 8, 1988

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
Past

February 27, 1984 - April 16, 1984

BLINDER, ROBINSON & CO., INC.

BD
CRD#: 5096

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 3/28/2011
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 15
Date: 3/12/1986
Foreign Currency Options Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


IL
IMPACTU.INVESTMENTS, LLC
IMPACTU.INVESTMENTS, LLC | STERLING MONROE SECURITIES, LLC

CRD#: 122696 / SEC#: , 8-65527

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information


Main Address
125 Froehlich Farm Blvd., Woodbury, NY 11797
Mailing Address
125 Froehlich Farm Blvd., Woodbury, NY 11797
Phone number
(631) 845-5100
Established
New York since 04/25/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
IMPACTU INVESTMENTS, LLCMANAGEMENT COMPANY
ANTENOR, JR, DANIELCHIEF OPERATIONS OFFICER/OPTIONS/MUNI5839052
DISTANTE, STEPHEN ALFREDCEO2206574
PLAPP, MEGAN LYNNFINOP, POO, PFO, CFO6790596
THOMAS, MICHELLE DENISECHIEF COMPLIANCE OFFICER2210435
TRIFILETTI, JOSEPH JOHNPRESIDENT5295897

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


IMPACTU.INVESTMENTS, LLC

CRD#: 122696

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