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Scott Neal Glazer

CRD# 1236789·Registered 1984 - 2021
Previously Registered: Being a previously registered professional could mean that Scott is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Scott Neal Glazer was a registered financial advisor. Scott was a previously registered financial professional and started their career in finance 1984 - 2021. Scott had worked at 7 firms and has passed the Series 63, Series 57TO, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

PRECISION SECURITIES, LLC·CRD# 103976
BD
Del Mar, CA
July 19, 2016 - December 2, 2021
WESTERN INTERNATIONAL SECURITIES, INC.·CRD# 39262
BD
Calabasas, CA
November 20, 2013 - July 24, 2015
GBS FINANCIAL CORP.·CRD# 16906
BD
Calabasas, CA
October 16, 2002 - December 13, 2013
TRADEWAY SECURITIES GROUP, INC.·CRD# 29794
BD
Carlsbad, CA
May 8, 1992 - October 23, 2002
QUEST CAPITAL STRATEGIES, INC.·CRD# 16783
BD
Laguna Hills, CA
March 1, 1991 - May 29, 1992
INTERFIRST CAPITAL CORPORATION·CRD# 7659
BD
Los Angeles, CA
March 17, 1986 - April 7, 1990
FIRST UNITED FUND,LTD.·CRD# 14426
BD
April 18, 1984 - June 11, 1984

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Current Firm

PS
PRECISION SECURITIES, LLC

PRECISION SECURITIES, LLC

CRD#: 103976 / SEC#: 8-52441
BD
Terminated by SEC on 11/24/2023

Contact Information

Established

California since 03/07/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
CLEAR STREET HOLDINGS, LLCMEMBER—
LIVINGSTON, DOUGLAS WILLIAMCOMPLIANCE OFFICER4020811
MARMORA, CHRISTOPHER PAULFINOP7187188
TURNER, SHAWN PHILLIPPRESIDENT, CCO & AMLCP2727278

Disclosures

Regulatory Event

8

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1993About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jun 2019About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 1984About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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