Thomas N. Teckmeyer

TECKMEYER FINANCIAL SERVICES, L.L.C.

Omaha, NE 68137

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CRD#: 1236532

Professional summary

Thomas Neil Teckmeyer, who also goes by Thomas N Teckmeyer, is a registered financial advisor currently at TECKMEYER FINANCIAL SERVICES, L.L.C. located in Omaha, Nebraska.

Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Thomas has worked at 3 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas N Teckmeyer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Neil Teckmeyer's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Thomas Neil Teckmeyer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 18, 2008 - Present

TECKMEYER FINANCIAL SERVICES, L.L.C.

Office #1: 11104 John Galt Blvd., Omaha, NE 68137Office #2: 164 East 5th Street, Wahoo, NE 68066Office #3: 11104 John Galt Blvd., Omaha, NE 68137

RIA

CRD#: 39000

Omaha, NE

Current

January 11, 1996 - Present

TECKMEYER FINANCIAL SERVICES, L.L.C.

Office #1: 11104 John Galt Blvd., Omaha, NE 68137Office #2: 164 East 5th Street, Wahoo, NE 68066

RIA

CRD#: 39000

Omaha, NE

Past

November 28, 1988 - December 31, 1995

KFS BD, INC.

CRD#: 490

OMAHA, NE

Past

February 24, 1984 - December 6, 1988

PIPER SANDLER & CO.

CRD#: 665

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(12/21/2022)

Arkansas
(1/17/2023)

California
(8/13/2007)

Colorado
(5/20/1999)

Florida
(1/8/2008)

Illinois
(6/27/2000)

Indiana
(7/21/2000)

Iowa
(3/29/1996)

Kansas
(3/10/1997)

Minnesota
(7/24/2000)

Missouri
(6/19/2000)

Nebraska
(1/11/1996)

IAR

Nebraska
(1/18/2008)

Ohio
(10/18/2016)

Oregon
(5/27/1997)

South Dakota
(3/13/1996)

Texas
(4/3/1996)

Wisconsin
(5/16/2000)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/22/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/29/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/18/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 11/18/1994

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TECKMEYER FINANCIAL SERVICES, L.L.C.

CRD#: 39000 / SEC#: , 8-48501

Iowa

Registered Investment Advisory firm - SEC (5/12/2010 Approved)

Kansas

Registered Investment Advisory firm - SEC (11/17/2025 Terminated)

Nebraska

Registered Investment Advisory firm - SEC (10/25/2006 Approved)

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

11104 John Galt Blvd., Omaha, NE 68137

Mailing Address

11104 John Galt Blvd., Omaha, NE 68137-2307

Phone number

(402) 331-8600

Established

Nebraska since 05/01/1995

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (23 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
TECKMEYER, THOMAS NEIL	PRESIDENT/CCO	1236532
TECKMEYER, LORI LYNN	CO-OWNER	2646251
OSS, STEVEN MICHAEL	CHIEF FINANCIAL OFFICER	4696804

Regulatory assets under management

Total Number of Accounts	37
AUM (Assets Under Management)	$ 44,057,525

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Thomas N. Teckmeyer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Neil Teckmeyer's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Thomas Neil Teckmeyer's CRS (Customer Relationship Summary).

Certified licenses

Experience

TECKMEYER FINANCIAL SERVICES, L.L.C.

KFS BD, INC.

PIPER SANDLER & CO.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/22/2007

Series 63

Date: 2/29/1984

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 2/18/1984

Series 14

Date: 1/2/2023

Series 24

Date: 11/18/1994

FINRA

Current Firm

TECKMEYER FINANCIAL SERVICES, L.L.C.

Contact information

FINRA licenses (23 States and Territories)

Documents

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

TECKMEYER FINANCIAL SERVICES, L.L.C.

TRUST BUT VERIFY

Contact information

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