William E. Busacker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Edward Busacker JR, who also goes by Bill Busacker Jr, William Edward Busacker, William Edward Jr Busacker, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1984. William had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2000 - March 7, 2000
UNITED CAPITAL MARKETS, INC.
June 13, 1996 - January 22, 1999
UNITED CAPITAL MARKETS, INC.
May 7, 1993 - October 15, 1996
SECURITIES SERVICE NETWORK, LLC
August 3, 1989 - May 10, 1993
MCGINN, SMITH & CO., INC.
February 2, 1987 - August 23, 1989
UBS FINANCIAL SERVICES INC.
October 24, 1984 - February 7, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 24, 1984 - September 10, 1984
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
UNITED CAPITAL MARKETS, INC.
CRD#: 40980 / SEC#: , 8-49253
Contact information
FINRA licenses (41 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
