Thomas K. Watts
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Kenneth Watts JR, who also goes by Kenny Watts Jr, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1984. Thomas had worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 2016 - December 31, 2019
BEYOND CAPITAL FINANCIAL MANAGEMENT GROUP, INC.
May 1, 2009 - December 31, 2015
BEYOND CAPITAL FINANCIAL MANAGEMENT GROUP, INC.
February 24, 2009 - March 2, 2010
NEXT FINANCIAL GROUP, INC.
February 24, 2009 - March 2, 2010
NEXT FINANCIAL GROUP, INC.
March 7, 2003 - March 4, 2009
UBS FINANCIAL SERVICES INC.
March 7, 2003 - March 4, 2009
UBS FINANCIAL SERVICES INC.
February 27, 1992 - March 12, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 26, 1992 - March 12, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 2, 1990 - February 27, 1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
February 2, 1990 - February 27, 1992
EQUITABLE ADVISORS, LLC
February 5, 1988 - February 13, 1990
MORGAN KEEGAN & COMPANY, LLC
February 24, 1984 - January 27, 1988
JHM, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BEYOND CAPITAL FINANCIAL MANAGEMENT GROUP, INC.
CRD#: 149808 / SEC#: 801-71757
Contact information
Red Flags
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