Nancy M. Lavin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nancy Mckernan Lavin, who also goes by Nancy Mc Kernan Lavin, Nancy A Mckernan, Nancy Ann Mckernan, was a registered financial professional .
Nancy is a previously registered financial professional and started their career in finance in 1985. Nancy had worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 6, 2016 - February 15, 2017
STRATEGIC ADVISERS LLC
October 5, 2016 - February 14, 2017
FIDELITY BROKERAGE SERVICES LLC
October 1, 2004 - July 5, 2016
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
April 15, 2004 - July 5, 2016
NYLIFE DISTRIBUTORS LLC
June 4, 2003 - April 6, 2004
TOUCHSTONE SECURITIES, INC.
April 24, 2001 - December 5, 2002
NAVELLIER SECURITIES CORP.
November 16, 1999 - April 2, 2001
VOYA INVESTMENTS DISTRIBUTOR, LLC
January 26, 1996 - November 16, 1999
NORTHSTAR DISTRIBUTORS, INC.
January 1, 1994 - April 28, 1995
NORTHSTAR DISTRIBUTORS, INC.
May 15, 1992 - December 20, 1993
NSR DISTRIBUTORS, INC.
September 16, 1991 - March 6, 1992
KIDDER, PEABODY & CO. INCORPORATED
June 18, 1985 - May 24, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
