KS
Kevin M. Smith
VIRTUE CAPITAL MANAGEMENT
ORLANDO, FL
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CRD#: 1236059
KS
Professional summary
Kevin Murray Smith is a registered financial advisor currently at VIRTUE CAPITAL MANAGEMENT, LLC located in Orlando, Florida.
Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Kevin has worked at 12 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) COLLEGE AID PRO, Title: SOFTWARE USER, Description: HELPING FAMILIES AND STUDENTS TO MAKE AN INFORMED DECISION REGARDING COLLEGE COSTS AND BUDGETS IN AN EFFORT TO GET THE LOWEST NET COST OF ATTENDANCE FOR THE STUDENT., Start Date: 09-10-2021, Address: 6037 FRANTZ ROAD SUITE 104 DUBLIN, OHIO 43017, Investment-related? NO, Hours per month: 10-20HRS, During trading hours: 1HR/DAY ON A BUSY WEEK (2) KMS WEALTH MANAGEMENT, INC, Title: PRESIDENT, Description: FINANCIAL EDUCATION WORKSHOPS., Start Date: 05-15-2022, Address: 8536 SIDON STREET ORLANDO FL 32817, Investment-related? YES, Hours per month: 6, During trading hours: 2 (3) LIFE INSURANCE SETTLEMENTS, INC.;�, Title: MANAGING PARTNER, Description: HELPING PEOPLE TO SHOP MARKET ON LIFE SETTLEMENT OPPORTUNITIES., Start Date: 05-01-2020, Address: FORT LAUDERDALE, FL, Investment-related? NO, Hours per month: 2-4HRS, During trading hours: 0
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Murray Smith's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 27, 2015 - Present
VIRTUE CAPITAL MANAGEMENT, LLC
RIA
CRD#: 167816
ORLANDO, FL
Past
March 18, 2013 - January 19, 2015
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
ORLANDO, FL
Past
March 15, 2013 - January 19, 2015
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ORLANDO, FL
Past
May 19, 2011 - March 5, 2013
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
ORLANDO, FL
Past
May 9, 2011 - March 5, 2013
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
ORLANDO, FL
Past
January 17, 2008 - May 9, 2011
SPC
RIA
CRD#: 110692
ORLANDO, FL
Past
January 9, 2008 - May 9, 2011
PARKLAND SECURITIES, LLC
BD
CRD#: 115368
ORLANDO, FL
Past
July 12, 2007 - January 3, 2008
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
ORLANDO, FL
Past
July 3, 2007 - January 3, 2008
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
ORLANDO, FL
Past
April 15, 2004 - July 19, 2007
SPC
RIA
CRD#: 110692
ORLANDO, FL
Past
March 18, 2004 - July 19, 2007
PARKLAND SECURITIES, LLC
BD
CRD#: 115368
ORLANDO, FL
Past
December 19, 2001 - March 22, 2004
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
ORLANDO, FL
Past
December 19, 2001 - March 22, 2004
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
December 19, 2001 - March 22, 2004
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
March 13, 2001 - January 16, 2002
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Past
April 19, 1999 - March 16, 2001
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
May 30, 1995 - April 27, 1999
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Past
January 14, 1993 - May 24, 1995
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 5496
WELLESLEY HILLS, MA
Past
February 23, 1984 - December 22, 1992
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VC
VIRTUE CAPITAL MANAGEMENT, LLC
VIRTUE CAPITAL MANAGEMENT, LLC
CRD#: 167816 / SEC#: 801-79938
RIA
Registered Investment Advisory firm - (6/25/2014 Approved)Arizona
Registered Investment Advisory firm - (7/1/2014 Terminated)California
Registered Investment Advisory firm - (7/31/2014 Terminated)Florida
Registered Investment Advisory firm - (7/1/2014 Terminated)Georgia
Registered Investment Advisory firm - (7/1/2014 Terminated)Kentucky
Registered Investment Advisory firm - (7/2/2014 Terminated)New Jersey
Registered Investment Advisory firm - (7/11/2014 Terminated)Ohio
Registered Investment Advisory firm - (7/1/2014 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/1/2014 Terminated)Tennessee
Registered Investment Advisory firm - (7/31/2014 Terminated)Texas
Registered Investment Advisory firm - (7/1/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(1/27/2015)
IAR
Texas(6/28/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
VC
VIRTUE CAPITAL MANAGEMENT, LLC
VIRTUE CAPITAL MANAGEMENT, LLC
CRD#: 167816 / SEC#: 801-79938
RIA
Registered Investment Advisory firm - (6/25/2014 Approved)Arizona
Registered Investment Advisory firm - (7/1/2014 Terminated)California
Registered Investment Advisory firm - (7/31/2014 Terminated)Florida
Registered Investment Advisory firm - (7/1/2014 Terminated)Georgia
Registered Investment Advisory firm - (7/1/2014 Terminated)Kentucky
Registered Investment Advisory firm - (7/2/2014 Terminated)New Jersey
Registered Investment Advisory firm - (7/11/2014 Terminated)Ohio
Registered Investment Advisory firm - (7/1/2014 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/1/2014 Terminated)Tennessee
Registered Investment Advisory firm - (7/31/2014 Terminated)Texas
Registered Investment Advisory firm - (7/1/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6 Cadillac Dr. Suite 310, Brentwood, TN 37027
Mailing Address
Phone number
(615) 340-0801
Established
Firm type
Fiscal year end
# of Employees
110
SEC notice filing (43 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,111 |
| AUM (Assets Under Management) | $ 787,466,707 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
