Dale R. Terwedo

TFS ADVISORS

Buckeye, AZ

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CRD#: 1235948

Professional summary

Dale Robert Terwedo, CFP®, who also goes by Dale Terwedo, is a registered financial advisor currently at TFS ADVISORS, LLC located in Buckeye, Arizona.

Dale is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Dale has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.

Question & Answer

What are your service offerings?

Investment Planning

Estate Planning

Divorce Planning

Retirement Planning

Employee and Employer Plan Ben...

Insurance Planning

Comprehensive Financial Planni...

Are you a "fiduciary"?

Yes

Aliases

Dale Terwedo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DALE TERWEDO investment-related private residence in Buckeye, AZ insurance sales Licensed Insurance Agent 09/05/1983 5 hours per month all hours during trading When appropriate, I discuss and offer various types of insurance with clients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dale Robert Terwedo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1999

Experience

Current

August 26, 2013 - Present

TFS ADVISORS, LLC

RIA

CRD#: 167653

Buckeye, AZ

Past

January 14, 2002 - December 31, 2021

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

EDMONDS, WA

Past

September 3, 1997 - December 31, 2021

FSC SECURITIES CORPORATION

CRD#: 7461

EDMONDS, WA

Past

February 16, 1984 - September 3, 1997

LUTHERAN BROTHERHOOD SECURITIES CORP.

CRD#: 4205

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TFS ADVISORS, LLC

CRD#: 167653 / SEC#: 801-121268

RIA

Registered Investment Advisory firm - (5/20/2021 Approved)

Arizona

Registered Investment Advisory firm - (5/25/2021 Terminated)

Texas

Registered Investment Advisory firm - (5/25/2021 Terminated)

Washington

Registered Investment Advisory firm - (6/25/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(4/3/2019)

IAR

Texas
(9/25/2019)

IAR

Washington
(8/26/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/4/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/14/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/14/1998

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 12/26/1984

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 2/14/1984

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/22/1999

General Securities Principal Examination

Current Firm

TFS ADVISORS, LLC

CRD#: 167653 / SEC#: 801-121268

RIA

Registered Investment Advisory firm - (5/20/2021 Approved)

Arizona

Registered Investment Advisory firm - (5/25/2021 Terminated)

Texas

Registered Investment Advisory firm - (5/25/2021 Terminated)

Washington

Registered Investment Advisory firm - (6/25/2021 Terminated)

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Contact information

Main Address

100 2nd Ave S. Suite 300, Edmonds, WA 98020

Mailing Address

Phone number

(425) 776-0446

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025-09-04 TFS ADVISORS FORM ADV PART 2A (9/4/2025)

Regulatory assets under management

Total Number of Accounts	415
AUM (Assets Under Management)	$ 135,089,465

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Dale R. Terwedo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dale Robert Terwedo's CRS (Customer Relationship Summary).

Certified licenses

Experience

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

LUTHERAN BROTHERHOOD SECURITIES CORP.

Primary Firm SEC Registration

TFS ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/4/1998

Series 63

Date: 2/14/1984

SIE

Date: 10/1/2018

Series 7

Date: 12/14/1998

Series 22

Date: 12/26/1984

Series 6

Date: 2/14/1984

Series 24

Date: 2/22/1999

Current Firm

TFS ADVISORS, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TFS ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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