Nicholas A. Zahareas
Professional summary
Nicholas Anthony Zahareas was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Nicholas is a previously registered financial professional and started their career in finance in 1984. Prior to being barred, Nicholas had worked at 5 firms, which includes MARQUETTE FINANCIAL GROUP INC., MILLER JOHNSON STEICHEN KINNARD INC., OBERWEIS SECURITIES INC., COLLIERS SECURITIES LLC, ENGLER-BUDD & COMPANY INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 1989 - August 19, 1989
MARQUETTE FINANCIAL GROUP, INC.
November 17, 1988 - February 10, 1989
MILLER JOHNSON STEICHEN KINNARD, INC.
February 22, 1988 - January 15, 1998
OBERWEIS SECURITIES, INC.
February 4, 1986 - February 10, 1988
COLLIERS SECURITIES LLC
February 24, 1984 - February 5, 1986
ENGLER-BUDD & COMPANY INC.
State Registrations and Notice Filings
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Exams
Current Firm
MARQUETTE FINANCIAL GROUP, INC.
CRD#: 345 / SEC#: , 8-44143
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 3 |
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