William V. Hanks
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Vilas Hanks III was a registered financial advisor .
William is a previously registered financial advisor and started their career in finance in 1984. William had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 14, 1998 - November 10, 2010
FIRST CAPITAL MANAGEMENT, L.L.C.
June 8, 1989 - November 15, 1996
PRUDENTIAL EQUITY GROUP, LLC
August 9, 1988 - June 12, 1989
HARRISON SECURITIES, INC.
July 14, 1988 - August 8, 1988
HILLTOP SECURITIES INC.
March 23, 1984 - January 12, 1990
FITZGERALD, DEARMAN & ROBERTS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
FIRST CAPITAL MANAGEMENT, L.L.C.
CRD#: 118087 / SEC#:
Contact information
Red Flags
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