Guy J. Abbanat
Professional summary
Guy James Abbanat, who also goes by Guy Abanata, Guy Abbanat, Guy Albanata, is a registered financial advisor currently at WORLD EQUITY GROUP, INC. located in Coral Springs, Florida.
Guy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Guy has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Guy James Abbanat's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Guy James Abbanat's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 2, 2012 - Present
WORLD EQUITY GROUP, INC.
June 1, 2011 - Present
WORLD EQUITY GROUP, INC.
May 2, 2011 - July 20, 2012
PEREGRINE DIVERSIFIED INVESTMENT SERVICES CORP.
January 21, 2011 - May 4, 2011
BEST DIRECT SECURITIES, LLC
November 10, 2010 - May 2, 2011
CONCORDIUS CAPITAL ADVISORS
January 2, 2009 - November 5, 2010
BREWER INVESTMENT ADVISORS LLC
January 2, 2009 - November 5, 2010
BREWER FINANCIAL SERVICES, LLC
June 30, 2006 - January 20, 2009
UBS FINANCIAL SERVICES INC.
June 30, 2006 - January 20, 2009
UBS FINANCIAL SERVICES INC.
March 20, 1984 - July 5, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 12, 1983 - July 5, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
WORLD EQUITY GROUP, INC.
CRD#: 29087 / SEC#: 801-56328, 8-44088
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/4/2024)
(1/19/2024)
(10/18/2016)
(6/1/2011)
(7/1/2011)
(11/2/2012)
(7/15/2025)
(7/16/2025)
(6/2/2011)
(10/2/2012)
(1/4/2024)
(9/18/2013)
(3/1/2022)
(6/1/2011)
(1/4/2024)
(1/10/2024)
(6/2/2011)
(10/5/2012)
Exams
FINRA
Current Firm
WORLD EQUITY GROUP, INC.
CRD#: 29087 / SEC#: 801-56328, 8-44088
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,151 |
| AUM (Assets Under Management) | $ 944,844,374 |
Disclosures
| Regulatory Event | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
